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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CBOR
26
Community Bank of Raymore
Missouri
$341K -$13.1K -500 -4%
DADC
27
D.A. Davidson & Co
Montana
$335K -$7.37K -281 -2%
IFWM
28
Institute for Wealth Management
Colorado
$332K
Ameriprise
29
Ameriprise
Minnesota
$302K -$40.9K -1,560 -14%
WS
30
Wedbush Securities
California
$269K +$233K +8,869 New
Osaic Holdings
31
Osaic Holdings
Arizona
$175K -$25.8K -984 -15%
ASN
32
Advisory Services Network
Georgia
$137K -$90.2K -3,441 -43%
AF
33
Advisornet Financial
Minnesota
$125K -$20.7K -789 -16%
Northwestern Mutual Wealth Management
34
Northwestern Mutual Wealth Management
Wisconsin
$98K -$18.1K -692 -18%
Bank of Montreal
35
Bank of Montreal
Ontario, Canada
$87K
Carson Wealth (CWM LLC)
36
Carson Wealth (CWM LLC)
Nebraska
$85K
GWM
37
Geneos Wealth Management
Colorado
$65K
NFG
38
Next Financial Group
Texas
$60K +$28.1K +1,070 +119%
EP
39
Eudaimonia Partners
Tennessee
$46K -$4.25K -162 -10%
BFEC
40
Benjamin F. Edwards & Company
Missouri
$36K
APA
41
American Portfolios Advisors
New York
$34.3K +$29.6K +1,129 New
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$30K -$13.8K -525 -34%
OC
43
Oakworth Capital
Alabama
$21K
FIA
44
FNY Investment Advisers
New York
$20K +$18.1K +689 New
ARMC
45
American Research & Management Company
Massachusetts
$18K
TF
46
TimeScale Financial
Massachusetts
$15K
TPCW
47
TD Private Client Wealth
New York
$13.1K
IAIM
48
International Assets Investment Management
Florida
$10K +$8.44K +322 New
KFS
49
Kelly Financial Services
Massachusetts
$8.1K +$184 +7 +3%
BWL
50
Bogart Wealth LLC
Virginia
$7K