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PIMCO Active Bond Exchange-Traded Fund
BOND

Overview Fund Activity

203 hedge funds and large institutions have $1.12B invested in PIMCO Active Bond Exchange-Traded Fund in 2014 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 87 increasing their positions, 59 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
203
Holders Change
+2
Holders Change %
+1%
% of All Funds
5.87%
Holding in Top 10
15
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.43%
New
21
Increased
87
Reduced
59
Closed
19
Calls
$10.6M
Puts
$480K
Net Calls
+$10.1M
Net Calls Change
+$2.58M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$32.2M
2
UCFA
2
United Capital Financial Advisors
Texas
$20M
3
Bank of America
3
Bank of America
North Carolina
$83.7M
4
NIM
4
Northeast Investment Management
Massachusetts
$11.4M
5
Jane Street
5
Jane Street
New York
$11.3M

Top Sellers

1
IAS
1
INR Advisory Services
Pennsylvania
$1.69M
2
AAS
2
Annex Advisory Services
Wisconsin
$2.22M
3
Goldman Sachs
3
Goldman Sachs
New York
$373K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.2M
5
Morgan Stanley
5
Morgan Stanley
New York
$96.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
CFA
201
Carroll Financial Associates
North Carolina
$3K – – –
PSUF
202
People's United Financial
Connecticut
$3K – – –
FFS
203
Founders Financial Securities
Maryland
$1.14K -$296 -2,776 -21%
TFA
204
Transamerica Financial Advisors
Florida
$1K – – –
AWA
205
ARS Wealth Advisors
Florida
– -$4.23M -40,341 Closed
FTUS
206
Flow Traders U.S.
New York
– -$3.35M -31,962 Closed
Janus Henderson Group
207
Janus Henderson Group
United Kingdom
– -$2.89M -27,574 Closed
Mirae Asset Global Investments
208
Mirae Asset Global Investments
South Korea
– -$1.61M -15,400 Closed
WCM
209
Weatherstone Capital Management
Colorado
– -$1.05M -9,985 Closed
DS
210
DRW Securities
Illinois
– -$625K -5,968 Closed
FIG
211
FundX Investment Group
California
– -$551K -5,261 Closed
CWM
212
Calamos Wealth Management
Illinois
– -$524K -5,002 Closed
CIBC Asset Management
213
CIBC Asset Management
Ontario, Canada
– -$501K -4,780 Closed
SFG
214
SNS Financial Group
Minnesota
– -$456K -4,350 Closed
SFPIA
215
Stevens First Principles Investment Advisors
California
– -$383K -3,655 Closed
MCWS
216
McKinley Carter Wealth Services
West Virginia
– -$364K -3,477 Closed
PIM
217
Parasol Investment Management
Illinois
– -$304K -2,900 Closed
DC
218
Davenport & Co
Virginia
– -$229K -2,185 Closed
Northern Trust
219
Northern Trust
Illinois
– -$218K -2,082 Closed
MIM
220
Macroview Investment Management
Maryland
– -$39K -375 Closed
ACM
221
Antonetti Capital Management
Florida
– -$7K -70 Closed
PFG
222
Pacific Financial Group
Washington
– -$4K -38 Closed
FIG
223
Fusion Investment Group
Pennsylvania
– -$3K -26 Closed
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