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Innovator US Equity Buffer ETF October
BOCT

Overview Fund Activity

87 hedge funds and large institutions have $137M invested in Innovator US Equity Buffer ETF October in 2023 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 29 increasing their positions, 17 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
87
Holders Change
+23
Holders Change %
+35.94%
% of All Funds
1.28%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
25
Increased
29
Reduced
17
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$23.5M
2
ATPW
2
Ashton Thomas Private Wealth
Arizona
$6.96M
3
IIA
3
Integral Investment Advisors
California
$8.79M
4
Goldman Sachs
4
Goldman Sachs
New York
$903K
5
PCM
5
Penserra Capital Management
California
$6.03M

Top Sellers

1
BMM
1
Berkshire Money Management
Massachusetts
$5.16M
2
W
2
Wealthquest
Ohio
$10M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$2.95M
4
CAN
4
Cetera Advisor Networks
California
$666K
5
Citadel Advisors
5
Citadel Advisors
Florida
$568K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAP
51
Arax Advisory Partners
Colorado
$441K -$14.2K -368 -3%
RJA
52
Raymond James & Associates
Florida
$429K – – –
XF
53
XML Financial
Maryland
$404K – – –
TFS
54
Thoroughbred Financial Services
Tennessee
$390K – – –
AWM
55
Axxcess Wealth Management
California
$292K +$292K +7,603 New
SCA
56
Snowden Capital Advisors
New York
$273K +$273K +7,093 New
AAS
57
Avantax Advisory Services
Texas
$270K -$38.9K -1,012 -13%
Royal Bank of Canada
58
Royal Bank of Canada
Ontario, Canada
$268K +$268K +6,976 New
CA
59
Continuum Advisory
Idaho
$258K +$258K +6,704 New
Betterment LLC
60
Betterment LLC
New York
$255K -$42.6K -1,107 -14%
SPWM
61
Straight Path Wealth Management
Michigan
$231K – – –
TF
62
Trek Financial
Arizona
$225K +$225K +5,850 New
VFPW
63
Vantage Financial Partners (Wisconsin)
Wisconsin
$224K +$224K +5,817 New
ETIA
64
Epic Trust Investment Advisors
Washington
$218K – – –
TSW
65
Three Seasons Wealth
Utah
$214K +$214K +5,570 New
SWA
66
Stratos Wealth Advisors
Ohio
$202K +$202K +5,256 New
IA
67
IFP Advisors
Florida
$194K +$3.46K +90 +2%
PS
68
Principal Securities
Iowa
$112K +$112K +2,908 New
BFEC
69
Benjamin F. Edwards & Company
Missouri
$100K – – –
SPIA
70
Steward Partners Investment Advisory
New York
$94.2K +$32K +832 +51%
HI
71
Harbour Investments
Wisconsin
$92.2K +$92.2K +2,396 New
AF
72
Advisornet Financial
Minnesota
$78.5K -$17.8K -463 -18%
ASN
73
Advisory Services Network
Georgia
$54.6K +$54.6K +1,420 New
Morgan Stanley
74
Morgan Stanley
New York
$47.6K +$47.6K +1,238 New
SS
75
Sunbelt Securities
Texas
$28.9K – – –
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