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Innovator US Equity Buffer ETF October
BOCT

77 hedge funds and large institutions have $174M invested in Innovator US Equity Buffer ETF October in 2022 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 27 increasing their positions, 13 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

2,600% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 1

108% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 13

54% more capital invested

Capital invested by funds: $112M → $174M (+$61.3M)

43% more funds holding

Funds holding: 54 → 77 (+23)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

56.76% less ownership

Funds ownership: 132.17% → 75.4% (-57%)

Holders
77
Holders Change
+23
Holders Change %
+42.59%
% of All Funds
1.24%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
27
Increased
27
Reduced
13
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
TFS
TrustCore Financial Services
Tennessee
+$16.6M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$10.5M
3
W
Wealthquest
Ohio
+$2.08M
4
XF
XML Financial
Maryland
+$1.9M
5
AGA
Accuvest Global Advisors
Utah
+$1.89M

Top Sellers

Rank Fund Capital Flow
1
Osaic Holdings
Osaic Holdings
Arizona
-$259K
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$136K
3
Citadel Advisors
Citadel Advisors
Florida
-$125K
4
VWA
Visionary Wealth Advisors
Illinois
-$120K
5
Truist Financial
Truist Financial
North Carolina
-$102K
Name Holding Trade Value Shares
Change 		Change in
Stake
KAS
26
Kestra Advisory Services
Texas
$1.36M -$61K -1,936 -4%
DI
27
Diligent Investors
California
$1.25M +$22K +700 +2%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$1.11M +$414K +13,148 +60%
CA
29
CoreCap Advisors
Michigan
$877K +$870K +27,612 New
Truist Financial
30
Truist Financial
North Carolina
$828K -$102K -3,224 -11%
LPL Financial
31
LPL Financial
California
$770K -$31.5K -1,000 -4%
BFA
32
Beacon Financial Advisory
Ohio
$769K +$129K +4,100 +20%
DFA
33
DHJJ Financial Advisors
Illinois
$648K +$1.45K +46 +0.2%
BFC
34
Bedel Financial Consulting
Indiana
$611K -$9.61K -305 -2%
CAN
35
Cetera Advisor Networks
California
$584K +$268K +8,509 +86%
MPCL
36
My Personal CFO LLC
Washington
$581K -$63 -2 -10%
Wolverine Trading
37
Wolverine Trading
Illinois
$544K +$540K +17,136 New
LF
38
Lantz Financial
Illinois
$536K +$531K +16,861 New
SPC
39
Sigma Planning Corp
Michigan
$487K +$262K +8,311 +118%
RJFSA
40
Raymond James Financial Services Advisors
Florida
$454K +$450K +14,304 New
SAG
41
SageView Advisory Group
California
$441K +$437K +13,880 New
GTAM
42
Global Trust Asset Management
Florida
$435K +$431K +13,700 New
VBFP
43
Valtinson Bruner Financial Planning
Minnesota
$404K +$45.7K +1,452 +13%
AAP
44
Arax Advisory Partners
Colorado
$395K -$37.8K -1,199 -9%
OMC
45
Old Mission Capital
Illinois
$385K +$382K +12,121 New
VFPW
46
Vantage Financial Partners (Wisconsin)
Wisconsin
$373K +$370K +11,760 New
AWS
47
Atria Wealth Solutions
New York
$345K – – –
TFS
48
Thoroughbred Financial Services
Tennessee
$322K – – –
BWM
49
BCS Wealth Management
Tennessee
$321K +$318K +10,098 New
Citadel Advisors
50
Citadel Advisors
Florida
$304K -$125K -3,967 -29%
1
2
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BOCT Hedge Fund Activity: Q4 2022 in Review

77 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Buffer ETF October (BOCT) for Q4 2022, worth a combined $174M — up 54% from $112M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new BOCT positions and 1 closed out — a net gain of 26 holders — while 27 added to existing stakes and 13 trimmed.

The largest buyer was TrustCore Financial Services, adding an estimated $16.6M. The largest seller was Osaic Holdings, cutting an estimated $259K.

  • 77 institutional investors held Innovator US Equity Buffer ETF October (BOCT) as of Q4 2022, up from 54 in Q3 2022.
  • Funds reported $174M of Innovator US Equity Buffer ETF October stock for Q4 2022, up 54% quarter-over-quarter.
  • 27 funds opened new Innovator US Equity Buffer ETF October positions in Q4 2022 and 1 closed out, a net change of +26 holders.
  • The largest Innovator US Equity Buffer ETF October buyer in Q4 2022 was TrustCore Financial Services, an estimated $16.6M added.
  • The largest Innovator US Equity Buffer ETF October seller in Q4 2022 was Osaic Holdings, an estimated $259K sold.

Based on aggregated 13F filings for Q4 2022.