Innovator US Equity Buffer ETF October
BOCT
33 hedge funds and large institutions have $61.3M invested in Innovator US Equity Buffer ETF October in 2020 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 4 closing their positions.
175% more first-time investments, than exits
New positions opened: 11 | Existing positions closed: 4
18% more funds holding
Funds holding: 28 → 33 (+5)
9.98% more ownership
Funds ownership: 58.9% → 68.88% (+10%)
25% less repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 8
33% less funds holding in top 10
Funds holding in top 10: 3 → 2 (-1)
39% less capital invested
Capital invested by funds: $101M → $61.3M (-$39.8M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SS
Sunbelt Securities
Houston,
Texas
|
+$1.63M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$1.4M |
| 3 |
MWM
Maltin Wealth Management
Ridgewood,
New Jersey
|
+$1.25M |
| 4 |
FEG
Financial Enhancement Group
Anderson,
Indiana
|
+$748K |
| 5 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
+$590K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LJAC
L.J. Altfest & Co
New York
|
-$29.8M |
| 2 |
ACM
Arlington Capital Management
Arlington Heights,
Illinois
|
-$2.67M |
| 3 |
Wolverine Trading
Chicago,
Illinois
|
-$977K |
| 4 |
BMM
Berkshire Money Management
Dalton,
Massachusetts
|
-$865K |
| 5 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$481K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AAP
26
Arax Advisory Partners
Denver,
Colorado
| $230K | – | – | – |
|
27
UBS Group
Zurich,
Switzerland
| $66K | +$28.5K | +1,136 | +63% |
|
|
IA
28
IFP Advisors
Tampa,
Florida
| $28K | -$122K | -4,848 | -80% |
|
29
Morgan Stanley
New York
| $22K | +$25.1K | +1,000 | New |
|
|
AIC
30
Ameritas Investment Company
Lincoln,
Nebraska
| $10K | +$11.9K | +475 | New |
|
|
WCG
31
Weaver Consulting Group
Huntington Beach,
California
| $9K | +$10.3K | +410 | New |
|
|
SWM
32
Sugarloaf Wealth Management
Duluth,
Georgia
| $3K | +$3.77K | +150 | New |
|
|
GEA
33
Glen Eagle Advisors
Kingston,
New Jersey
| $2.24K | – | – | – |
|
|
ACM
34
Arlington Capital Management
Arlington Heights,
Illinois
| – | -$2.67M | -101,634 | Closed |
|
|
35
Wolverine Trading
Chicago,
Illinois
| – | -$977K | -37,369 | Closed |
|
|
OMC
36
Old Mission Capital
Chicago,
Illinois
| – | -$481K | -18,351 | Closed |
|
|
RIA
37
Realta Investment Advisors
Wilmington,
Delaware
| – | -$32K | -1,265 | Closed |
|
BOCT Hedge Fund Activity: Q1 2020 in Review
33 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Buffer ETF October (BOCT) for Q1 2020, worth a combined $61.3M — down 39% from $101M a quarter earlier.
Buyers outnumbered sellers: 11 funds opened new BOCT positions and 4 closed out — a net gain of 7 holders — while 6 added to existing stakes and 8 trimmed.
The largest buyer was Sunbelt Securities, opening a new position worth an estimated $1.63M. The largest seller was L.J. Altfest & Co, cutting an estimated $29.8M.
- 33 institutional investors held Innovator US Equity Buffer ETF October (BOCT) as of Q1 2020, up from 28 in Q4 2019.
- Funds reported $61.3M of Innovator US Equity Buffer ETF October stock for Q1 2020, down 39% quarter-over-quarter.
- 11 funds opened new Innovator US Equity Buffer ETF October positions in Q1 2020 and 4 closed out, a net change of +7 holders.
- The largest Innovator US Equity Buffer ETF October buyer in Q1 2020 was Sunbelt Securities, an estimated $1.63M added.
- The largest Innovator US Equity Buffer ETF October seller in Q1 2020 was L.J. Altfest & Co, an estimated $29.8M sold.
Based on aggregated 13F filings for Q1 2020.