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Barings BDC

111 hedge funds and large institutions have $205M invested in Barings BDC in 2014 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 50 increasing their positions, 30 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

67% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 30

4.55% less ownership

Funds ownership: 27.33%22.78% (-4.5%)

9% less funds holding

Funds holding: 122111 (-11)

12% less capital invested

Capital invested by funds: $235M → $205M (-$29.2M)

38% less first-time investments, than exits

New positions opened: 18 | Existing positions closed: 29

100% less call options, than puts

Call options by funds: $3K | Put options by funds: $903K

Holders
111
Holders Change
-11
Holders Change %
-9.02%
% of All Funds
3.22%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
18
Increased
50
Reduced
30
Closed
29
Calls
$3K
Puts
$903K
Net Calls
-$900K
Net Calls Change
-$106K
Name Holding Trade Value Shares
Change
Change in
Stake
D.E. Shaw & Co
51
D.E. Shaw & Co
New York
$660K +$706K +26,052 New
NCCM
52
Nine Chapters Capital Management
New Jersey
$656K +$702K +25,900 New
State Street
53
State Street
Massachusetts
$632K -$48.8K -1,800 -7%
SB
54
Suntrust Banks
Georgia
$596K +$94.9K +3,500 +17%
AA
55
ALPS Advisors
Colorado
$570K -$15.7K -581 -3%
PMG
56
ProVise Management Group
Florida
$560K -$54.2K -2,000 -8%
WA
57
WESPAC Advisors
California
$481K +$210K +7,736 +69%
BIG
58
Blackthorn Investment Group
Kansas
$430K -$285K -10,500 -38%
NFG
59
Next Financial Group
Texas
$417K +$447K +16,486 New
Brown Advisory
60
Brown Advisory
Maryland
$383K
VKH
61
Virtu KCG Holdings
New York
$380K +$120K +4,441 +42%
Truist Financial
62
Truist Financial
North Carolina
$373K -$5.72K -211 -1%
TFA
63
Transamerica Financial Advisors
Florida
$366K -$100K -3,698 -20%
ACM
64
Ativo Capital Management
Illinois
$365K +$136 +5 +0%
IH
65
IFC Holdings
Florida
$354K +$33.7K +1,244 +10%
Commonwealth Equity Services
66
Commonwealth Equity Services
Massachusetts
$305K +$3.63K +134 +1%
WS
67
Wedbush Securities
California
$295K +$316K +11,655 New
AQR Capital Management
68
AQR Capital Management
Connecticut
$292K -$2.71K -100 -0.9%
IMS
69
Index Management Solutions
Pennsylvania
$291K +$90.8K +3,349 +41%
GCP
70
GSA Capital Partners
United Kingdom
$289K +$309K +11,414 New
LPL Financial
71
LPL Financial
California
$287K +$38K +1,401 +14%
Creative Planning
72
Creative Planning
Kansas
$280K +$91.5K +3,375 +44%
Allianz Asset Management
73
Allianz Asset Management
Germany
$276K
TC
74
TFS Capital
Pennsylvania
$276K +$295K +10,888 New
LTFS
75
Ladenburg Thalmann Financial Services
Florida
$256K +$18.6K +688 +7%

BBDC Hedge Fund Activity: Q3 2014 in Review

111 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Barings BDC (BBDC) for Q3 2014, worth a combined $205M — down 12% from $235M a quarter earlier.

Sellers outnumbered buyers: 29 funds closed out of BBDC and 18 opened new positions — a net loss of 11 holders — while 30 trimmed existing stakes and 50 added.

The largest buyer was Northpointe Capital, opening a new position worth an estimated $6.8M. The largest seller was Northern Trust, cutting an estimated $5.6M.

  • 111 institutional investors held Barings BDC (BBDC) as of Q3 2014, down from 122 in Q2 2014.
  • Funds reported $205M of Barings BDC stock for Q3 2014, down 12% quarter-over-quarter.
  • 18 funds opened new Barings BDC positions in Q3 2014 and 29 closed out, a net change of -11 holders.
  • The largest Barings BDC buyer in Q3 2014 was Northpointe Capital, an estimated $6.8M added.
  • The largest Barings BDC seller in Q3 2014 was Northern Trust, an estimated $5.6M sold.

Based on aggregated 13F filings for Q3 2014.