Verity Asset Management’s Barings BDC BBDC Stock Holding History

Verity Asset Management’s Portfolio BBDC Stock Details BBDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	$1.5M	Buy	76,269 +52,576	+222%	+$1.04M	1.4%	22
2016 Q2	$459K	Buy	+23,693	New	+$456K	0.45%	47
2015 Q3	–	Sell	-11,658	Closed	-$273K	–	95
2015 Q2	$273K	Buy	+11,658	New	+$276K	0.25%	72
2014 Q4	–	Sell	-85,548	Closed	-$2.17M	–	82
2014 Q3	$2.17M	Buy	+85,548	New	+$2.32M	2.44%	14

Other funds holding BBDC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

CLM

ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Verity Asset Management's BBDC Position: Q3 2016 in Review

Verity Asset Management increased its Barings BDC (BBDC) stake by 222% in Q3 2016, buying an estimated $1.04M and bringing the position to 76,269 shares worth $1.5M. The position accounts for 1.4% of the portfolio, ranked #22.

Verity Asset Management first reported a position in BBDC in Q3 2014 and has held it in 4 quarters since. The position peaked at $2.17M in Q3 2014. 104 funds tracked by Wall St. Rank hold BBDC as of Q3 2016.

Verity Asset Management held 76,269 shares of Barings BDC worth $1.5M as of Q3 2016.
Verity Asset Management bought 52,576 Barings BDC shares in Q3 2016, an estimated $1.04M.
Barings BDC made up 1.4% of Verity Asset Management's portfolio in Q3 2016, its #22 holding.
Verity Asset Management first reported a position in Barings BDC in Q3 2014 and has held it in 4 quarters since.
Verity Asset Management's Barings BDC position peaked at $2.17M in Q3 2014.
104 funds tracked by Wall St. Rank held Barings BDC as of Q3 2016.

Based on Verity Asset Management's 13F filing for Q3 2016, filed 14 Nov 2016.