Next Financial Group’s Barings BDC BBDC Stock Holding History

Next Financial Group’s Portfolio BBDC Stock Details BBDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-16,486	Closed	-$417K	–	1914
2014 Q3	$417K	Buy	+16,486	New	+$447K	0.08%	270

Other funds holding BBDC

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

GIM

Greenwich Investment Management Norwalk, Connecticut $109M AUM 9.72% 1-Year Est. Return

Next Financial Group's BBDC Position: Q4 2014 in Review

Next Financial Group sold out of Barings BDC (BBDC) in Q4 2014, closing a stake of 16,486 shares — an estimated $417K sold.

Next Financial Group first reported a position in BBDC in Q3 2014 and held it in 1 quarter. The position peaked at $417K in Q3 2014. 108 funds tracked by Wall St. Rank hold BBDC as of Q4 2014.

Next Financial Group reported no remaining Barings BDC position as of Q4 2014 after selling out during the quarter.
Next Financial Group sold 16,486 Barings BDC shares in Q4 2014, an estimated $417K.
Next Financial Group first reported a position in Barings BDC in Q3 2014 and held it in 1 quarter.
Next Financial Group's Barings BDC position peaked at $417K in Q3 2014.
108 funds tracked by Wall St. Rank held Barings BDC as of Q4 2014.

Based on Next Financial Group's 13F filing for Q4 2014, filed 10 Feb 2015.