Nine Chapters Capital Management’s Barings BDC BBDC Stock Holding History

Nine Chapters Capital Management’s Portfolio BBDC Stock Details BBDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-25,900	Closed	-$656K	–	949
2014 Q3	$656K	Buy	+25,900	New	+$702K	0.06%	438

Other funds holding BBDC

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

GIM

Greenwich Investment Management Norwalk, Connecticut $109M AUM 9.72% 1-Year Est. Return

Nine Chapters Capital Management's BBDC Position: Q4 2014 in Review

Nine Chapters Capital Management sold out of Barings BDC (BBDC) in Q4 2014, closing a stake of 25,900 shares — an estimated $656K sold.

Nine Chapters Capital Management first reported a position in BBDC in Q3 2014 and held it in 1 quarter. The position peaked at $656K in Q3 2014. 108 funds tracked by Wall St. Rank hold BBDC as of Q4 2014.

Nine Chapters Capital Management reported no remaining Barings BDC position as of Q4 2014 after selling out during the quarter.
Nine Chapters Capital Management sold 25,900 Barings BDC shares in Q4 2014, an estimated $656K.
Nine Chapters Capital Management first reported a position in Barings BDC in Q3 2014 and held it in 1 quarter.
Nine Chapters Capital Management's Barings BDC position peaked at $656K in Q3 2014.
108 funds tracked by Wall St. Rank held Barings BDC as of Q4 2014.

Based on Nine Chapters Capital Management's 13F filing for Q4 2014, filed 9 Feb 2015.