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AltShares Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CF
1
Cantor Fitzgerald
New York
$20M -$486K -19,229 -2%
AF
2
Allworth Financial
California
$8.5M -$177K -7,011 -2%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$6.69M -$91K -3,604 -1%
KI
4
Kapitalo Investimentos
Brazil
$5.09M +$5.05M +200,000 New
BCI
5
Brinker Capital Investments
Pennsylvania
$4.81M +$24K +949 +0.5%
OPS
6
Orion Portfolio Solutions
Nebraska
$4.81M +$24K +949 +0.5%
NYLIM
7
New York Life Investment Management
New York
$4.25M +$4.22M +166,930 New
LFA
8
Legend Financial Advisors
Pennsylvania
$3.75M -$24.8K -982 -0.7%
HighTower Advisors
9
HighTower Advisors
Illinois
$2.05M -$22.4K -886 -1%
PFMU
10
Privium Fund Management (UK)
United Kingdom
$1.6M
CAPTRUST Financial Advisors
11
CAPTRUST Financial Advisors
North Carolina
$1.35M +$1.34M +53,000 New
Osaic Holdings
12
Osaic Holdings
Arizona
$1.13M -$24.4K -966 -2%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$942K -$15.6K -619 -2%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$878K -$64.6K -2,560 -7%
PA
15
PFG Advisors
Arizona
$412K +$2.07K +82 +0.5%
CM
16
Columbus Macro
Pennsylvania
$369K -$73.4K -2,908 -17%
CFGS
17
Concourse Financial Group Securities
Alabama
$274K -$17.3K -684 -6%
NL
18
NWAM LLC
Washington
$269K -$43.9K -1,738 -14%
Mercer Global Advisors
19
Mercer Global Advisors
Colorado
$225K -$13.2K -523 -6%
Bank of America
20
Bank of America
North Carolina
$52.9K +$52.4K +2,075 New
Morgan Stanley
21
Morgan Stanley
New York
$50.6K +$50.1K +1,985 New
AWM
22
Avior Wealth Management
Nebraska
$19.7K
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$1.38K +$1.36K +54 New
Jane Street
24
Jane Street
New York
-$8.78M -346,017 Closed
WEG
25
World Equity Group
Illinois
-$2.54M -104,546 Closed