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AltShares Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CFIA
1
Cantor Fitzgerald Investment Advisors
New York
$18.2M +$914K +31,363 +5%
EWA
2
EP Wealth Advisors
California
$11.6M +$11.5M +395,986 New
NYLIM
3
New York Life Investment Management
New York
$10.5M -$381K -13,071 -4%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$7.17M +$369K +12,657 +5%
Citadel Advisors
5
Citadel Advisors
Florida
$6.56M +$6.52M +223,598 New
LFA
6
Legend Financial Advisors
Pennsylvania
$5.49M +$220K +7,549 +4%
BCI
7
Brinker Capital Investments
Pennsylvania
$4.78M -$644K -22,102 -12%
HighTower Advisors
8
HighTower Advisors
Illinois
$4.14M +$319K +10,932 +8%
DWM
9
Diversify Wealth Management
Utah
$3.77M +$3.73M +127,859 New
PA
10
PFG Advisors
Arizona
$2.56M -$755K -25,887 -23%
Raymond James Financial
11
Raymond James Financial
Florida
$2.23M -$726K -24,908 -25%
DAS
12
Dynamic Advisor Solutions
Arizona
$2.1M +$215K +7,388 +11%
SPIA
13
Steward Partners Investment Advisory
New York
$1.88M +$206K +7,079 +12%
ASN
14
Advisory Services Network
Georgia
$1.86M +$196K +6,727 +12%
SA
15
Sonoma Allocations
California
$1.75M +$187K +6,406 +12%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.73M +$30.2K +1,036 +2%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$1.58M +$128K +4,384 +9%
CAPTRUST Financial Advisors
18
CAPTRUST Financial Advisors
North Carolina
$1.01M -$53.8K -1,847 -5%
CM
19
Columbus Macro
Pennsylvania
$953K +$91.9K +3,152 +11%
Morgan Stanley
20
Morgan Stanley
New York
$878K +$32.9K +1,127 +4%
Bank of America
21
Bank of America
North Carolina
$869K +$32.9K +1,128 +4%
Jane Street
22
Jane Street
New York
$818K +$813K +27,886 New
AssetMark Inc
23
AssetMark Inc
California
$617K -$7.19M -246,659 -92%
AWM
24
Apollon Wealth Management
South Carolina
$549K +$545K +18,711 New
LPL Financial
25
LPL Financial
California
$503K -$74.8K -2,565 -13%