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AltShares Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CF
1
Cantor Fitzgerald
New York
$30.4M -$8.48M -318,699 -21%
AF
2
Allworth Financial
California
$12.9M -$4.13M -155,002 -24%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$9.73M -$738K -27,731 -7%
KI
4
Kapitalo Investimentos
Brazil
$7.58M +$7.83M +294,200 New
OPS
5
Orion Portfolio Solutions
Nebraska
$7.02M -$344K -12,935 -5%
ACM
6
Arlington Capital Management
Illinois
$4.54M +$4.69M +176,141 New
LFA
7
Legend Financial Advisors
Pennsylvania
$3.66M +$3.78M +142,005 New
HighTower Advisors
8
HighTower Advisors
Illinois
$1.88M +$425K +15,969 +28%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.86M -$95.9K -3,602 -5%
PFMU
10
Privium Fund Management (UK)
United Kingdom
$1.62M +$1.67M +62,900 New
Bank of New York Mellon
11
Bank of New York Mellon
New York
$1.43M -$69.6K -2,615 -4%
QA
12
Quantitative Advantage
Minnesota
$1.23M +$16.4K +617 +1%
AI
13
Atria Investments
North Carolina
$1.09M -$14.5K -546 -1%
WEG
14
World Equity Group
Illinois
$1.02M -$17.5K -659 -2%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$879K -$91.4K -3,433 -9%
PA
16
PFG Advisors
Arizona
$791K -$110K -4,127 -12%
CFGS
17
Concourse Financial Group Securities
Alabama
$524K +$542K +20,347 New
CM
18
Columbus Macro
Pennsylvania
$463K -$97K -3,645 -17%
NL
19
NWAM LLC
Washington
$393K +$8.92K +335 +2%
Mercer Global Advisors
20
Mercer Global Advisors
Colorado
$343K -$29.4K -1,106 -8%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$320K +$331K +12,439 New
KAS
22
Kestra Advisory Services
Texas
$246K +$36.4K +1,366 +17%
SJIA
23
St. James Investment Advisors
New York
$65.9K +$17.2K +645 +34%
AWM
24
Avior Wealth Management
Nebraska
$29.9K +$30.9K +1,160 New
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$1.34K