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AltShares Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CF
1
Cantor Fitzgerald
New York
$40M -$1.35M -50,398 -3%
AF
2
Allworth Financial
California
$17.5M -$634K -23,755 -3%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$10.8M -$139K -5,198 -1%
OPS
4
Orion Portfolio Solutions
Nebraska
$7.61M -$488K -18,266 -6%
Osaic Holdings
5
Osaic Holdings
Arizona
$2.02M -$109K -4,072 -5%
Bank of New York Mellon
6
Bank of New York Mellon
New York
$1.55M -$135K -5,072 -8%
HighTower Advisors
7
HighTower Advisors
Illinois
$1.54M +$1.54M +57,588 New
QA
8
Quantitative Advantage
Minnesota
$1.26M +$1.26M +47,300 New
AI
9
Atria Investments
North Carolina
$1.14M -$4.06K -152 -0.4%
WEG
10
World Equity Group
Illinois
$1.07M -$9.85K -369 -0.9%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$1M +$593K +22,216 +145%
PA
12
PFG Advisors
Arizona
$928K -$79.5K -2,978 -8%
Citadel Advisors
13
Citadel Advisors
Florida
$579K +$581K +21,740 New
CM
14
Columbus Macro
Pennsylvania
$576K +$577K +21,619 New
Jane Street
15
Jane Street
New York
$549K +$320K +11,980 +139%
NL
16
NWAM LLC
Washington
$398K -$22K -822 -5%
Mercer Global Advisors
17
Mercer Global Advisors
Colorado
$384K -$37.2K -1,392 -9%
KAS
18
Kestra Advisory Services
Texas
$218K -$187 -7 -0.1%
MFS
19
Mirabella Financial Services
United Kingdom
$198K +$5.29M +198,134 New
UBS Group
20
UBS Group
Switzerland
$55K +$23.4K +876 +74%
AssetMark Inc
21
AssetMark Inc
California
$52K +$52.3K +1,959 New
SJIA
22
St. James Investment Advisors
New York
$51K +$9.88K +370 +24%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$1K +$1.39K +52 New
CFGS
24
Concourse Financial Group Securities
Alabama
-$651K -24,390 Closed
PFGIA
25
Patriot Financial Group Insurance Agency
Massachusetts
-$37K -1,422 Closed