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AltShares Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CFIA
1
Cantor Fitzgerald Investment Advisors
New York
$42.2M +$32.5M +1,236,901 +350%
AF
2
Allworth Financial
California
$18.5M +$14.1M +536,723 +330%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$11.7M +$11.6M +442,518 New
OPS
4
Orion Portfolio Solutions
Nebraska
$8.74M +$8.66M +329,882 New
Osaic Holdings
5
Osaic Holdings
Arizona
$2.09M +$2.06M +78,661 New
Bank of New York Mellon
6
Bank of New York Mellon
New York
$1.77M +$1.75M +66,626 New
AI
7
Atria Investments
North Carolina
$1.21M +$1.2M +45,705 New
WEG
8
World Equity Group
Illinois
$1.16M +$1.15M +43,682 New
PA
9
PFG Advisors
Arizona
$976K +$966K +36,810 New
CFGS
10
Concourse Financial Group Securities
Alabama
$802K +$794K +30,262 New
Mercer Global Advisors
11
Mercer Global Advisors
Colorado
$419K +$415K +15,803 New
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$414K +$410K +15,626 New
NL
13
NWAM LLC
Washington
$283K +$280K +10,669 New
SWP
14
Stratos Wealth Partners
Ohio
$263K +$261K +9,936 New
PFGIA
15
Patriot Financial Group Insurance Agency
Massachusetts
$41K +$40.7K +1,552 New
UBS Group
16
UBS Group
Switzerland
$24K +$22.5K +856 +1,476%
SJIA
17
St. James Investment Advisors
New York
$10K +$9.97K +380 New
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$6K +$5.62K +214 New
SC
19
Stephens Consulting
Michigan
-$557K -21,298 Closed