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AltShares Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CFIA
1
Cantor Fitzgerald Investment Advisors
New York
$16.4M -$217K -7,696 -1%
NYLIM
2
New York Life Investment Management
New York
$9.67M -$446K -15,807 -4%
LAMNM
3
Longview Asset Management (New Mexico)
New Mexico
$8.4M +$1.52M +53,948 +22%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$6.64M -$282K -9,987 -4%
BCI
5
Brinker Capital Investments
Pennsylvania
$5.15M -$34.7K -1,229 -0.7%
LFA
6
Legend Financial Advisors
Pennsylvania
$4.97M +$90.2K +3,196 +2%
HI
7
Harbour Investments
Wisconsin
$3.18M -$50.9K -1,802 -2%
DAS
8
Diversify Advisory Services
Utah
$3.18M +$1.35M +47,879 +77%
HighTower Advisors
9
HighTower Advisors
Illinois
$3.05M +$71.1K +2,517 +2%
Raymond James Financial
10
Raymond James Financial
Florida
$2.8M +$2.77M +98,293 New
PA
11
PFG Advisors
Arizona
$2.51M +$834K +29,558 +51%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.76M +$1.47M +52,243 +539%
ASN
13
Advisory Services Network
Georgia
$1.58M +$1.55M +54,918 New
DAS
14
Dynamic Advisor Solutions
Arizona
$1.45M +$343K +12,151 +31%
CAPTRUST Financial Advisors
15
CAPTRUST Financial Advisors
North Carolina
$1.19M -$69.8K -2,471 -6%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$1.1M -$83.4K -2,955 -7%
SPIA
17
Steward Partners Investment Advisory
New York
$1.1M +$357K +12,639 +49%
AI
18
Atria Investments
North Carolina
$720K -$120K -4,247 -14%
CM
19
Columbus Macro
Pennsylvania
$708K +$34.7K +1,230 +5%
Morgan Stanley
20
Morgan Stanley
New York
$679K -$50.4K -1,786 -7%
Bank of America
21
Bank of America
North Carolina
$679K -$50.4K -1,786 -7%
AssetMark Inc
22
AssetMark Inc
California
$618K -$105K -3,720 -15%
GS
23
GTS Securities
Florida
$548K -$32.2K -1,139 -6%
LPL Financial
24
LPL Financial
California
$506K +$265K +9,396 +112%
Jane Street
25
Jane Street
New York
$363K +$360K +12,736 New