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AltShares Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CFIA
1
Cantor Fitzgerald Investment Advisors
New York
$12M +$11.8M +448,467 New
NYLIM
2
New York Life Investment Management
New York
$10.3M +$1.14M +43,300 +13%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$6.55M -$288K -10,921 -4%
KI
4
Kapitalo Investimentos
Brazil
$5.47M -$545K -20,653 -9%
BCI
5
Brinker Capital Investments
Pennsylvania
$4.58M -$309K -11,722 -6%
OPS
6
Orion Portfolio Solutions
Nebraska
$4.58M -$309K -11,722 -6%
LFA
7
Legend Financial Advisors
Pennsylvania
$3.88M -$27.2K -1,032 -0.7%
AF
8
Allworth Financial
California
$2.43M -$5.94M -224,874 -71%
HighTower Advisors
9
HighTower Advisors
Illinois
$2.3M +$42.7K +1,618 +2%
CAPTRUST Financial Advisors
10
CAPTRUST Financial Advisors
North Carolina
$1.27M -$167K -6,331 -12%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$858K -$32.4K -1,229 -4%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$757K -$136K -5,167 -15%
PA
13
PFG Advisors
Arizona
$628K +$94.2K +3,570 +18%
Osaic Holdings
14
Osaic Holdings
Arizona
$419K -$649K -24,566 -61%
CM
15
Columbus Macro
Pennsylvania
$371K -$12.5K -475 -3%
GS
16
GTS Securities
Florida
$322K -$2.93K -111 -0.9%
CFGS
17
Concourse Financial Group Securities
Alabama
$271K -$18.3K -693 -6%
Mercer Global Advisors
18
Mercer Global Advisors
Colorado
$221K -$7.31K -277 -3%
Morgan Stanley
19
Morgan Stanley
New York
$187K -$16.4K -623 -8%
Bank of America
20
Bank of America
North Carolina
$187K -$16.4K -620 -8%
UBS Group
21
UBS Group
Switzerland
$49.2K +$46K +1,744 +1,817%
JP Morgan Chase
22
JP Morgan Chase
New York
$44.8K +$44.2K +1,676 New
LFG
23
Larson Financial Group
Missouri
$10.7K +$10.6K +400 New
PTC
24
Private Trust Company
Ohio
$5.24K +$5.17K +196 New
AssetMark Inc
25
AssetMark Inc
California
$3.24K +$3.19K +121 New