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AltShares Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CFIA
1
Cantor Fitzgerald Investment Advisors
New York
$12M -$163K -6,082 -1%
KI
2
Kapitalo Investimentos
Brazil
$10.9M +$5.25M +195,653 +96%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$6.36M -$294K -10,942 -4%
NYLIM
4
New York Life Investment Management
New York
$5.54M -$4.89M -182,009 -47%
BCI
5
Brinker Capital Investments
Pennsylvania
$4.51M -$146K -5,444 -3%
OPS
6
Orion Portfolio Solutions
Nebraska
$4.51M -$146K -5,444 -3%
LFA
7
Legend Financial Advisors
Pennsylvania
$4.15M +$208K +7,749 +5%
HighTower Advisors
8
HighTower Advisors
Illinois
$2.38M +$30.9K +1,150 +1%
HI
9
Harbour Investments
Wisconsin
$2.08M +$2.06M +76,704 New
DAS
10
Diversify Advisory Services
Utah
$1.62M +$1.6M +59,576 New
CAPTRUST Financial Advisors
11
CAPTRUST Financial Advisors
North Carolina
$1.28M -$1.64K -61 -0.1%
Jane Street
12
Jane Street
New York
$1.03M +$1.02M +37,917 New
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$941K +$170K +6,322 +22%
Osaic Holdings
14
Osaic Holdings
Arizona
$742K +$312K +11,635 +74%
GS
15
GTS Securities
Florida
$662K +$331K +12,337 +103%
PA
16
PFG Advisors
Arizona
$627K -$10.2K -381 -2%
CM
17
Columbus Macro
Pennsylvania
$388K +$11.2K +417 +3%
CFGS
18
Concourse Financial Group Securities
Alabama
$246K -$28.4K -1,058 -10%
Mercer Global Advisors
19
Mercer Global Advisors
Colorado
$225K
AF
20
Allworth Financial
California
$199K -$2.24M -83,462 -92%
Morgan Stanley
21
Morgan Stanley
New York
$159K -$30.5K -1,137 -16%
Bank of America
22
Bank of America
North Carolina
$159K -$30.6K -1,139 -16%
PTC
23
Private Trust Company
Ohio
$23.7K +$18.2K +677 +345%
JP Morgan Chase
24
JP Morgan Chase
New York
$15.9K -$29.3K -1,090 -65%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$7K +$5.8K +216 +771%