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ALU

Alcatel-Lucent
ALU

Delisted

ALU was delisted on the 24th of February, 2016.

257 hedge funds and large institutions have $439M invested in Alcatel-Lucent in 2014 Q4 according to their latest regulatory filings, with 57 funds opening new positions, 49 increasing their positions, 68 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

207% more call options, than puts

Call options by funds: $20.4M | Put options by funds: $6.63M

119% more first-time investments, than exits

New positions opened: 57 | Existing positions closed: 26

53% more capital invested

Capital invested by funds: $287M → $439M (+$152M)

12% more funds holding

Funds holding: 229257 (+28)

28% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 68

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
257
Holders Change
+28
Holders Change %
+12.23%
% of All Funds
6.86%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
57
Increased
49
Reduced
68
Closed
26
Calls
$20.4M
Puts
$6.63M
Net Calls
+$13.8M
Net Calls Change
+$3.75M
Name Holding Trade Value Shares
Change
Change in
Stake
Geode Capital Management
76
Geode Capital Management
Massachusetts
$167K +$100 +32 +0.1%
Royal Bank of Canada
77
Royal Bank of Canada
Ontario, Canada
$164K -$38.8K -12,454 -21%
Commonwealth Equity Services
78
Commonwealth Equity Services
Massachusetts
$158K -$8.64K -2,770 -6%
Ameriprise
79
Ameriprise
Minnesota
$152K +$102K +32,652 +329%
HFS
80
HL Financial Services
Kentucky
$144K +$127K +40,683 New
GMCM
81
Gruber & McBaine Capital Management
California
$135K -$1.44M -461,876 -92%
LMGAM
82
Liberty Mutual Group Asset Management
Massachusetts
$127K +$111K +35,652 New
Cambridge Investment Research Advisors
83
Cambridge Investment Research Advisors
Iowa
$123K -$779 -250 -0.7%
HighTower Advisors
84
HighTower Advisors
Illinois
$107K +$10.1K +3,236 +12%
ICAS
85
Investors Capital Advisory Services
Massachusetts
$99K -$19.3K -6,178 -18%
RhumbLine Advisers
86
RhumbLine Advisers
Massachusetts
$96K +$10.6K +3,400 +14%
LNWWM
87
Laird Norton Wetherby Wealth Management
California
$94K +$10.7K +3,419 +15%
FCI
88
Financial Counselors Inc
Kansas
$88K -$234 -75 -0.3%
WS
89
Wedbush Securities
California
$87K +$40.4K +12,961 +112%
PVWM
90
Point View Wealth Management
New Jersey
$84K
DY
91
Dowling & Yahnke
California
$83K +$29.9K +9,578 +69%
OA
92
OFI Advisors
Pennsylvania
$71K -$2K -641 -3%
RJT
93
Raymond James Trust
Florida
$71K -$418 -134 -0.7%
BBHC
94
Brown Brothers Harriman & Co
New York
$71K -$393 -126 -0.6%
PA
95
Pinnacle Associates
New York
$67K
US Bancorp
96
US Bancorp
Minnesota
$66K +$22K +7,052 +61%
SPC
97
Sigma Planning Corp
Michigan
$65K +$57.2K +18,333 New
ANI
98
American National Insurance
Texas
$64K -$5.92K -1,900 -10%
Aviva
99
Aviva
United Kingdom
$63K
EWM
100
Edge Wealth Management
New York
$62K -$87 -28 -0.2%

ALU Hedge Fund Activity: Q4 2014 in Review

257 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q4 2014, worth a combined $439M — up 53% from $287M a quarter earlier.

Buyers outnumbered sellers: 57 funds opened new ALU positions and 26 closed out — a net gain of 31 holders — while 49 added to existing stakes and 68 trimmed.

The largest buyer was TIAA CREF Investment Management, opening a new position worth an estimated $70.3M. The largest seller was Raging Capital Management, exiting entirely with an estimated $34.1M sold.

  • 257 institutional investors held Alcatel-Lucent (ALU) as of Q4 2014, up from 229 in Q3 2014.
  • Funds reported $439M of Alcatel-Lucent stock for Q4 2014, up 53% quarter-over-quarter.
  • 57 funds opened new Alcatel-Lucent positions in Q4 2014 and 26 closed out, a net change of +31 holders.
  • The largest Alcatel-Lucent buyer in Q4 2014 was TIAA CREF Investment Management, an estimated $70.3M added.
  • The largest Alcatel-Lucent seller in Q4 2014 was Raging Capital Management, an estimated $34.1M sold.

Based on aggregated 13F filings for Q4 2014.