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ALU

Alcatel-Lucent
ALU

Delisted

ALU was delisted on the 24th of February, 2016.

251 hedge funds and large institutions have $897M invested in Alcatel-Lucent in 2013 Q4 according to their latest regulatory filings, with 53 funds opening new positions, 57 increasing their positions, 139 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

84% more call options, than puts

Call options by funds: $48.2M | Put options by funds: $26.2M

39% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 38

5% more funds holding

Funds holding: 240251 (+11)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

4% less capital invested

Capital invested by funds: $936M → $897M (-$39.2M)

59% less repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 139

Holders
251
Holders Change
+11
Holders Change %
+4.58%
% of All Funds
7.29%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.15%
New
53
Increased
57
Reduced
139
Closed
38
Calls
$48.2M
Puts
$26.2M
Net Calls
+$22.1M
Net Calls Change
+$9.89M
Name Holding Trade Value Shares
Change
Change in
Stake
TRCT
76
Tower Research Capital (TRC)
New York
$336K +$150K +38,212 +100%
PPA
77
Parametric Portfolio Associates
Washington
$332K +$234K +59,468 +373%
LTFS
78
Ladenburg Thalmann Financial Services
Florida
$323K +$100K +25,514 +53%
OAM
79
Orinda Asset Management
California
$317K -$272K -69,175 -49%
SCM
80
SOL Capital Management
Maryland
$290K -$16K -4,062 -6%
BIP
81
Brandes Investment Partners
California
$288K -$10.3K -2,616 -4%
SG Americas Securities
82
SG Americas Securities
New York
$286K -$10.2K -2,596 -4%
WHI
83
William Harris Investors
Illinois
$266K +$237K +60,350 New
BRWA
84
B. Riley Wealth Advisors
Florida
$252K -$201K -51,168 -47%
UR
85
USCA RIA
Texas
$252K -$10.2K -2,603 -4%
OC
86
Oppenheimer & Co
New York
$252K -$8.64K -2,199 -4%
DTL
87
Dynamic Technology Lab
Singapore
$229K +$205K +52,130 New
Geode Capital Management
88
Geode Capital Management
Massachusetts
$207K +$185K +47,087 New
OAM
89
Oberweis Asset Management
Illinois
$206K +$184K +46,900 New
Invesco
90
Invesco
Georgia
$202K +$29K +7,394 +19%
Commonwealth Equity Services
91
Commonwealth Equity Services
Massachusetts
$195K -$38.8K -9,867 -18%
CA
92
Commerzbank Aktiengesellschaft
Germany
$184K -$968K -246,494 -84%
HighTower Advisors
93
HighTower Advisors
Illinois
$183K +$13.1K +3,339 +9%
TH
94
Timber Hill
Connecticut
$172K +$153K +39,058 New
DWA
95
Dorsey Wright & Associates
California
$162K +$24.6K +6,269 +18%
CPIM
96
Columbia Partners Investment Management
Virginia
$150K -$5.39K -1,371 -4%
N
97
Natixis
France
$149K +$133K +33,813 New
First Trust Advisors
98
First Trust Advisors
Illinois
$148K -$68.1K -17,346 -34%
TDC
99
Thompson Davis & Co
Virginia
$148K +$132K +33,704 New
Cambridge Investment Research Advisors
100
Cambridge Investment Research Advisors
Iowa
$137K -$18.3K -4,658 -13%

ALU Hedge Fund Activity: Q4 2013 in Review

251 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q4 2013, worth a combined $897M — down 4.2% from $936M a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new ALU positions and 38 closed out — a net gain of 15 holders — while 57 added to existing stakes and 139 trimmed.

The largest buyer was Bank of New York Mellon, adding an estimated $65.2M. The largest seller was TIAA CREF Investment Management, cutting an estimated $90.1M.

  • 251 institutional investors held Alcatel-Lucent (ALU) as of Q4 2013, up from 240 in Q3 2013.
  • Funds reported $897M of Alcatel-Lucent stock for Q4 2013, down 4.2% quarter-over-quarter.
  • 53 funds opened new Alcatel-Lucent positions in Q4 2013 and 38 closed out, a net change of +15 holders.
  • The largest Alcatel-Lucent buyer in Q4 2013 was Bank of New York Mellon, an estimated $65.2M added.
  • The largest Alcatel-Lucent seller in Q4 2013 was TIAA CREF Investment Management, an estimated $90.1M sold.

Based on aggregated 13F filings for Q4 2013.