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ALU

Alcatel-Lucent
ALU

Delisted

ALU was delisted on the 24th of February, 2016.

251 hedge funds and large institutions have $897M invested in Alcatel-Lucent in 2013 Q4 according to their latest regulatory filings, with 53 funds opening new positions, 57 increasing their positions, 139 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

84% more call options, than puts

Call options by funds: $48.2M | Put options by funds: $26.2M

39% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 38

5% more funds holding

Funds holding: 240251 (+11)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

4% less capital invested

Capital invested by funds: $936M → $897M (-$39.2M)

59% less repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 139

Holders
251
Holders Change
+11
Holders Change %
+4.58%
% of All Funds
7.29%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.15%
New
53
Increased
57
Reduced
139
Closed
38
Calls
$48.2M
Puts
$26.2M
Net Calls
+$22.1M
Net Calls Change
+$9.89M
Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
51
Citigroup
New York
$1.46M -$2.08M -529,157 -61%
LCM
52
Leonard Capital Management
Florida
$1.29M -$45.9K -11,691 -4%
BHC
53
Bowen Hanes & Co
Florida
$1.28M +$1.14M +290,000 New
AG
54
Aperio Group
California
$1.25M -$661K -168,172 Closed
Legal & General Group
55
Legal & General Group
United Kingdom
$1.06M -$37.8K -9,633 -4%
RJA
56
Raymond James & Associates
Florida
$1.01M -$735K -187,091 -45%
LPL Financial
57
LPL Financial
California
$949K -$1.45K -369 -0.2%
MCM
58
McGlinn Capital Management
Pennsylvania
$880K -$174K -44,400 -18%
IGIM
59
I.G. Investment Management
Manitoba, Canada
$864K -$826K -210,132 -52%
WAM
60
World Asset Management
Michigan
$854K -$95.4K -24,283 -11%
Comerica Bank
61
Comerica Bank
Texas
$775K +$66.1K +16,832 +11%
TAS
62
TIFF Advisory Services
Pennsylvania
$753K +$610K +155,392 +983%
BBA
63
BLB&B Advisors
Pennsylvania
$739K -$34.9K -8,875 -5%
HRC
64
Hoertkorn Richard Charles
$704K +$628K +159,925 New
Bank of Montreal
65
Bank of Montreal
Ontario, Canada
$672K +$414K +105,441 +224%
CAM
66
Capstone Asset Management
Texas
$632K +$81.5K +20,750 +17%
HT
67
HAP Trading
New York
$624K -$66.8K -17,008 -11%
MCM
68
Marathon Capital Management
Maryland
$458K -$36.8K -9,365 -8%
Creative Planning
69
Creative Planning
Kansas
$456K +$171K +43,485 +72%
BAAM
70
Baker Avenue Asset Management
California
$437K +$184K +46,884 +89%
Pacer Advisors
71
Pacer Advisors
Pennsylvania
$431K +$477K +121,395 New
ICM
72
ICC Capital Management
Florida
$386K +$32.4K +8,245 +10%
PSC
73
Piper Sandler & Co
Minnesota
$374K +$334K +85,000 New
Royal Bank of Canada
74
Royal Bank of Canada
Ontario, Canada
$371K -$212K -53,901 -39%
NI
75
Nepsis Inc
Minnesota
$345K +$308K +78,316 New

ALU Hedge Fund Activity: Q4 2013 in Review

251 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q4 2013, worth a combined $897M — down 4.2% from $936M a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new ALU positions and 38 closed out — a net gain of 15 holders — while 57 added to existing stakes and 139 trimmed.

The largest buyer was Bank of New York Mellon, adding an estimated $65.2M. The largest seller was TIAA CREF Investment Management, cutting an estimated $90.1M.

  • 251 institutional investors held Alcatel-Lucent (ALU) as of Q4 2013, up from 240 in Q3 2013.
  • Funds reported $897M of Alcatel-Lucent stock for Q4 2013, down 4.2% quarter-over-quarter.
  • 53 funds opened new Alcatel-Lucent positions in Q4 2013 and 38 closed out, a net change of +15 holders.
  • The largest Alcatel-Lucent buyer in Q4 2013 was Bank of New York Mellon, an estimated $65.2M added.
  • The largest Alcatel-Lucent seller in Q4 2013 was TIAA CREF Investment Management, an estimated $90.1M sold.

Based on aggregated 13F filings for Q4 2013.