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ALU

Alcatel-Lucent
ALU

Delisted

ALU was delisted on the 24th of February, 2016.

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252 hedge funds and large institutions have $729M invested in Alcatel-Lucent in 2014 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 55 increasing their positions, 83 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

293% more call options, than puts

Call options by funds: $26.9M | Put options by funds: $6.84M

13% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 31

0% more funds holding

Funds holding: 251 → 252 (+1)

19% less capital invested

Capital invested by funds: $897M → $729M (-$168M)

34% less repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 83

40% less funds holding in top 10

Funds holding in top 10: 5 → 3 (-2)

Holders
252
Holders Change
+1
Holders Change %
+0.4%
% of All Funds
7.28%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.09%
New
35
Increased
55
Reduced
83
Closed
31
Calls
$26.9M
Puts
$6.84M
Net Calls
+$20M
Net Calls Change
-$2.06M

Top Buyers

Rank Fund Capital Flow
1
Deutsche Bank
Deutsche Bank
Germany
+$42.9M
2
Barclays
Barclays
United Kingdom
+$33.6M
3
JP Morgan Chase
JP Morgan Chase
New York
+$20.1M
4
RCM
Raging Capital Management
New Jersey
+$11.7M
5
Nomura Holdings
Nomura Holdings
Japan
+$11.4M

Top Sellers

Rank Fund Capital Flow
1
Allianz Asset Management
Allianz Asset Management
Germany
-$49.5M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$21.6M
3
PI
Putnam Investments
Massachusetts
-$20.5M
4
Bank of America
Bank of America
North Carolina
-$17.3M
5
TCIM
TIAA CREF Investment Management
New York
-$14.6M
Name Holding Trade Value Shares
Change 		Change in
Stake
GACM
26
Green Arrow Capital Management
New York
$5.85M +$682K +164,380 +12%
Group One Trading
27
Group One Trading
Illinois
$4.79M +$2.47M +596,473 +95%
GMCM
28
Gruber & McBaine Capital Management
California
$3.9M -$2.07M -500,000 -33%
Goldman Sachs
29
Goldman Sachs
New York
$3.61M +$1.08M +261,406 +39%
Millennium Management
30
Millennium Management
New York
$2.91M +$594K +143,180 +24%
PGCM
31
Prescott Group Capital Management
Oklahoma
$2.65M – – –
Citigroup
32
Citigroup
New York
$2.52M +$1.31M +315,011 +95%
Northern Trust
33
Northern Trust
Illinois
$2.3M +$252K +60,757 +11%
VKH
34
Virtu KCG Holdings
New York
$2.22M -$2.25M -543,616 -49%
Wells Fargo
35
Wells Fargo
California
$1.78M -$7.06M -1,702,109 -79%
VAM
36
Visium Asset Management
New York
$1.75M -$364K -87,700 -16%
U
37
UBS
Switzerland
$1.74M -$492K -118,650 -21%
AssetMark Inc
38
AssetMark Inc
California
$1.62M -$783K -188,895 -31%
ARM
39
Adirondack Research & Management
New York
$1.45M – – –
WIS
40
Wright Investors Service
Connecticut
$1.29M -$78.4K -18,910 -5%
TAL
41
TIG Advisors LLC
New York
$1.19M -$398K -96,100 -24%
LCM
42
Leonard Capital Management
Florida
$1.14M – – –
WPC
43
White Pine Capital
Minnesota
$1.07M -$626K -150,950 -36%
AG
44
Aperio Group
California
$1.03M +$1.1M +264,949 New
Legal & General Group
45
Legal & General Group
United Kingdom
$940K – – –
LPL Financial
46
LPL Financial
California
$831K -$11.2K -2,692 -1%
BNP Paribas Financial Markets
47
BNP Paribas Financial Markets
France
$811K +$820K +197,873 +1,959%
IGIM
48
I.G. Investment Management
Manitoba, Canada
$766K – – –
HRC
49
Hoertkorn Richard Charles
$750K +$135K +32,500 +20%
MCM
50
McGlinn Capital Management
Pennsylvania
$712K -$72.6K -17,500 -9%
1
2
3 4 5

ALU Hedge Fund Activity: Q1 2014 in Review

252 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q1 2014, worth a combined $729M — down 19% from $897M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new ALU positions and 31 closed out — a net gain of 4 holders — while 55 added to existing stakes and 83 trimmed.

The largest buyer was Deutsche Bank, adding an estimated $42.9M. The largest seller was Allianz Asset Management, cutting an estimated $49.5M.

  • 252 institutional investors held Alcatel-Lucent (ALU) as of Q1 2014, up from 251 in Q4 2013.
  • Funds reported $729M of Alcatel-Lucent stock for Q1 2014, down 19% quarter-over-quarter.
  • 35 funds opened new Alcatel-Lucent positions in Q1 2014 and 31 closed out, a net change of +4 holders.
  • The largest Alcatel-Lucent buyer in Q1 2014 was Deutsche Bank, an estimated $42.9M added.
  • The largest Alcatel-Lucent seller in Q1 2014 was Allianz Asset Management, an estimated $49.5M sold.

Based on aggregated 13F filings for Q1 2014.