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ALU

Alcatel-Lucent
ALU

Delisted

ALU was delisted on the 24th of February, 2016.

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240 hedge funds and large institutions have $936M invested in Alcatel-Lucent in 2013 Q3 according to their latest regulatory filings, with 58 funds opening new positions, 51 increasing their positions, 69 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more funds holding in top 10

Funds holding in top 10: 2 → 5 (+3)

142% more first-time investments, than exits

New positions opened: 58 | Existing positions closed: 24

139% more capital invested

Capital invested by funds: $392M → $936M (+$544M)

97% more call options, than puts

Call options by funds: $24.7M | Put options by funds: $12.6M

14% more funds holding

Funds holding: 210 → 240 (+30)

26% less repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 69

Holders
240
Holders Change
+30
Holders Change %
+14.29%
% of All Funds
7.78%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.16%
New
58
Increased
51
Reduced
69
Closed
24
Calls
$24.7M
Puts
$12.6M
Net Calls
+$12.2M
Net Calls Change
+$1.55M

Top Buyers

Rank Fund Capital Flow
1
Allianz Asset Management
Allianz Asset Management
Germany
+$54.5M
2
TCIM
TIAA CREF Investment Management
New York
+$53.1M
3
TA
Teachers Advisors
New York
+$33.1M
4
PI
Putnam Investments
Massachusetts
+$28.4M
5
Morgan Stanley
Morgan Stanley
New York
+$28.4M

Top Sellers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
-$49.3M
2
SCA
SAC Capital Advisors
Connecticut
-$40.1M
3
BCPEM
Bain Capital Public Equity Management
Massachusetts
-$29.8M
4
NC
Nokomis Capital
Texas
-$12.8M
5
IIM
Ivory Investment Management
New York
-$11.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
Wellington Management Group
26
Wellington Management Group
Massachusetts
$7.29M -$49.3M -19,298,287 -90%
Ameriprise
27
Ameriprise
Minnesota
$6.36M +$4.78M +1,868,959 +42,094%
Deutsche Bank
28
Deutsche Bank
Germany
$5.96M +$3.09M +1,211,118 +222%
JCMLC
29
JAT Capital Management LP (Connecticut)
Connecticut
$5.5M +$4.14M +1,619,696 New
Barclays
30
Barclays
United Kingdom
$5.47M +$366K +143,348 +8%
Bank of Nova Scotia
31
Bank of Nova Scotia
Ontario, Canada
$5.14M +$3.87M +1,513,465 New
Citadel Advisors
32
Citadel Advisors
Florida
$5.06M +$3.77M +1,476,160 +10,952%
BNP Paribas Financial Markets
33
BNP Paribas Financial Markets
France
$4.71M -$4.3M -1,682,752 -55%
PWPCM
34
Perella Weinberg Partners Capital Management
New York
$3.9M +$2.94M +1,149,450 New
Millennium Management
35
Millennium Management
New York
$3.9M +$2.93M +1,148,213 New
AP
36
Alydar Partners
Massachusetts
$3.74M -$1.13M -442,000 -29%
WMSA
37
Weiss Multi-Strategy Advisers
New York
$3.53M -$2.23M -872,352 -46%
Goldman Sachs
38
Goldman Sachs
New York
$3.45M -$4.01M -1,570,057 -61%
RIM
39
RS Investment Management
California
$3.26M – – –
Nomura Holdings
40
Nomura Holdings
Japan
$3.18M -$8.91M -3,486,764 -79%
Citigroup
41
Citigroup
New York
$2.92M +$1.58M +618,575 +256%
SCM
42
Sigma Capital Management
Connecticut
$2.82M +$2.13M +832,000 New
Susquehanna International Group
43
Susquehanna International Group
Pennsylvania
$2.43M -$1.52M -594,978 -45%
VAM
44
Visium Asset Management
New York
$2.33M -$995K -389,533 -36%
AssetMark Inc
45
AssetMark Inc
California
$2.27M +$1.71M +669,553 New
VKH
46
Virtu KCG Holdings
New York
$2.27M +$1.71M +667,411 New
Group One Trading
47
Group One Trading
Illinois
$2.13M +$1.24M +485,430 +344%
WPC
48
White Pine Capital
Minnesota
$1.82M -$1.29M -503,308 -48%
U
49
UBS
Switzerland
$1.77M -$754K -294,991 -36%
ACM
50
Akanthos Capital Management
California
$1.76M -$1.33M -520,000 -50%
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ALU Hedge Fund Activity: Q3 2013 in Review

240 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q3 2013, worth a combined $936M — up 139% from $392M a quarter earlier.

Buyers outnumbered sellers: 58 funds opened new ALU positions and 24 closed out — a net gain of 34 holders — while 51 added to existing stakes and 69 trimmed.

The largest buyer was Allianz Asset Management, adding an estimated $54.5M. The largest seller was Wellington Management Group, cutting an estimated $49.3M.

  • 240 institutional investors held Alcatel-Lucent (ALU) as of Q3 2013, up from 210 in Q2 2013.
  • Funds reported $936M of Alcatel-Lucent stock for Q3 2013, up 139% quarter-over-quarter.
  • 58 funds opened new Alcatel-Lucent positions in Q3 2013 and 24 closed out, a net change of +34 holders.
  • The largest Alcatel-Lucent buyer in Q3 2013 was Allianz Asset Management, an estimated $54.5M added.
  • The largest Alcatel-Lucent seller in Q3 2013 was Wellington Management Group, an estimated $49.3M sold.

Based on aggregated 13F filings for Q3 2013.