We are live on ! Find out more
ALU

Alcatel-Lucent
ALU

Delisted

ALU was delisted on the 24th of February, 2016.

Back to rankings

251 hedge funds and large institutions have $897M invested in Alcatel-Lucent in 2013 Q4 according to their latest regulatory filings, with 53 funds opening new positions, 57 increasing their positions, 139 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

84% more call options, than puts

Call options by funds: $48.2M | Put options by funds: $26.2M

39% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 38

5% more funds holding

Funds holding: 240 → 251 (+11)

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

4% less capital invested

Capital invested by funds: $936M → $897M (-$39.2M)

59% less repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 139

Holders
251
Holders Change
+11
Holders Change %
+4.58%
% of All Funds
7.28%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.15%
New
53
Increased
57
Reduced
139
Closed
38
Calls
$48.2M
Puts
$26.2M
Net Calls
+$22.1M
Net Calls Change
+$9.89M

Top Buyers

Rank Fund Capital Flow
1
Bank of New York Mellon
Bank of New York Mellon
New York
+$65.2M
2
Deutsche Bank
Deutsche Bank
Germany
+$30.1M
3
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$28.7M
4
Bank of America
Bank of America
North Carolina
+$19.8M
5
Barclays
Barclays
United Kingdom
+$17.9M

Top Sellers

Rank Fund Capital Flow
1
TCIM
TIAA CREF Investment Management
New York
-$90.1M
2
JCAM
Jericho Capital Asset Management
New York
-$78.5M
3
SCA
SAC Capital Advisors
Connecticut
-$63.4M
4
TA
Teachers Advisors
New York
-$35.8M
5
Fidelity Investments
Fidelity Investments
Massachusetts
-$30.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
EWM
251
Evercore Wealth Management
New York
– -$8 -2 -5%
LFR
252
Lehman Financial Resources
Pennsylvania
– -$8 -2 -5%
TCM
253
TD Capital Management
Tennessee
– -$8 -2 -3%
Toronto Dominion Bank
254
Toronto Dominion Bank
Ontario, Canada
– -$8 -2 -4%
AA
255
Apriem Advisors
California
– -$4 -1 -3%
DSC
256
Duncker Streett & Co
Missouri
– -$4 -1 -5%
ECM
257
Exchange Capital Management
Michigan
– -$4 -1 -5%
MIM
258
Macroview Investment Management
Maryland
– -$4 -1 -4%
MA
259
MCF Advisors
Kentucky
– -$4 -1 -5%
PMFA
260
Plante Moran Financial Advisors
Michigan
– -$4 -1 -5%
PTC
261
Private Trust Company
Ohio
– -$4 -1 -5%
KFP
262
Keystone Financial Planning
Ohio
– +$16 +4 New
NMIS
263
Northwestern Mutual Investment Services
Wisconsin
– +$16 +4 New
JFGIW
264
Johnson Financial Group Inc (Wisconsin)
Wisconsin
– +$20 +5 +5%
WA
265
Winfield Associates
Ohio
– +$24 +6 New
SMG
266
Spectrum Management Group
Indiana
– +$47 +12 New
PAS
267
Partnervest Advisory Services
California
– +$55 +14 +117%
CBT
268
Central Bank & Trust
Kentucky
– +$75 +19 New
FMP
269
Financial Management Professionals
Texas
– +$75 +19 New
HR
270
Howe & Rusling
New York
– +$75 +19 New
CCS
271
Crosspoint Capital Strategies
California
– +$83 +21 New
BAM
272
Brave Asset Management
New Jersey
– +$94 +24 New
CP
273
Corbenic Partners
Pennsylvania
– +$94 +24 New
BWFA
274
Baltimore-Washington Financial Advisors
Maryland
– +$110 +28 New
CWM
275
Cranbrook Wealth Management
Michigan
– +$138 +35 New
8 9 10
11
12

ALU Hedge Fund Activity: Q4 2013 in Review

251 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q4 2013, worth a combined $897M — down 4.2% from $936M a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new ALU positions and 38 closed out — a net gain of 15 holders — while 57 added to existing stakes and 139 trimmed.

The largest buyer was Bank of New York Mellon, adding an estimated $65.2M. The largest seller was TIAA CREF Investment Management, cutting an estimated $90.1M.

  • 251 institutional investors held Alcatel-Lucent (ALU) as of Q4 2013, up from 240 in Q3 2013.
  • Funds reported $897M of Alcatel-Lucent stock for Q4 2013, down 4.2% quarter-over-quarter.
  • 53 funds opened new Alcatel-Lucent positions in Q4 2013 and 38 closed out, a net change of +15 holders.
  • The largest Alcatel-Lucent buyer in Q4 2013 was Bank of New York Mellon, an estimated $65.2M added.
  • The largest Alcatel-Lucent seller in Q4 2013 was TIAA CREF Investment Management, an estimated $90.1M sold.

Based on aggregated 13F filings for Q4 2013.