Alcatel-Lucent
ALU
ALU was delisted on the 24th of February, 2016.
240 hedge funds and large institutions have $936M invested in Alcatel-Lucent in 2013 Q3 according to their latest regulatory filings, with 58 funds opening new positions, 51 increasing their positions, 69 reducing their positions, and 24 closing their positions.
150% more funds holding in top 10
Funds holding in top 10: 2 → 5 (+3)
142% more first-time investments, than exits
New positions opened: 58 | Existing positions closed: 24
139% more capital invested
Capital invested by funds: $392M → $936M (+$544M)
97% more call options, than puts
Call options by funds: $24.7M | Put options by funds: $12.6M
14% more funds holding
Funds holding: 210 → 240 (+30)
26% less repeat investments, than reductions
Existing positions increased: 51 | Existing positions reduced: 69
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Allianz Asset Management
Munich,
Germany
|
+$54.5M |
| 2 |
TCIM
TIAA CREF Investment Management
New York
|
+$53.1M |
| 3 |
TA
Teachers Advisors
New York
|
+$33.1M |
| 4 |
PI
Putnam Investments
Boston,
Massachusetts
|
+$28.4M |
| 5 |
Morgan Stanley
New York
|
+$28.4M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wellington Management Group
Boston,
Massachusetts
|
-$49.3M |
| 2 |
SCA
SAC Capital Advisors
Stamford,
Connecticut
|
-$40.1M |
| 3 |
BCPEM
Bain Capital Public Equity Management
Boston,
Massachusetts
|
-$29.8M |
| 4 |
NC
Nokomis Capital
Dallas,
Texas
|
-$12.8M |
| 5 |
IIM
Ivory Investment Management
New York
|
-$11.1M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
226
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | +$130 | +51 | +73% |
|
|
TF
227
Tompkins Financial
Ithaca,
New York
| – | +$332 | +130 | New |
|
ALU Hedge Fund Activity: Q3 2013 in Review
240 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q3 2013, worth a combined $936M — up 139% from $392M a quarter earlier.
Buyers outnumbered sellers: 58 funds opened new ALU positions and 24 closed out — a net gain of 34 holders — while 51 added to existing stakes and 69 trimmed.
The largest buyer was Allianz Asset Management, adding an estimated $54.5M. The largest seller was Wellington Management Group, cutting an estimated $49.3M.
- 240 institutional investors held Alcatel-Lucent (ALU) as of Q3 2013, up from 210 in Q2 2013.
- Funds reported $936M of Alcatel-Lucent stock for Q3 2013, up 139% quarter-over-quarter.
- 58 funds opened new Alcatel-Lucent positions in Q3 2013 and 24 closed out, a net change of +34 holders.
- The largest Alcatel-Lucent buyer in Q3 2013 was Allianz Asset Management, an estimated $54.5M added.
- The largest Alcatel-Lucent seller in Q3 2013 was Wellington Management Group, an estimated $49.3M sold.
Based on aggregated 13F filings for Q3 2013.