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AFT

Apollo Senior Floating Rate Fund Inc.

Delisted

AFT was delisted on the 19th of July, 2024.

Name Holding Trade Value Shares
Change
Change in
Stake
Deutsche Bank
26
Deutsche Bank
Germany
$434K
SFS
27
Shaker Financial Services
Virginia
$430K -$439K -27,842 -51%
Stifel Financial
28
Stifel Financial
Missouri
$402K +$128K +8,100 +47%
COLIM
29
City of London Investment Management
United Kingdom
$392K
GWM
30
Greenwich Wealth Management
Connecticut
$283K
OC
31
Oppenheimer & Co
New York
$220K
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$192K +$158K +10,017 +473%
Mariner
33
Mariner
Kansas
$170K
ASN
34
Advisory Services Network
Georgia
$109K +$109K +6,900 New
Bank of Montreal
35
Bank of Montreal
Ontario, Canada
$28K -$6.62K -420 -19%
MFS
36
MSI Financial Services
Massachusetts
$23K -$5.89K -374 -20%
AG
37
Advisor Group
Arizona
$23K +$23.6K +1,500 New
First Manhattan
38
First Manhattan
New York
$19K
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$7K -$78.4K -4,975 -92%
IA
40
IFP Advisors
Florida
$4K +$3.59K +228 New
PCM
41
Penserra Capital Management
California
$3K
PPA
42
Parametric Portfolio Associates
Washington
-$1.85M -121,465 Closed
AA
43
AQR Arbitrage
Connecticut
-$778K -51,214 Closed
LPL Financial
44
LPL Financial
California
-$355K -23,464 Closed
FMA
45
FNY Managed Accounts
New York
-$347K -22,825 Closed
CFA
46
Carroll Financial Associates
North Carolina
-$277K -18,225 Closed
Citigroup
47
Citigroup
New York
-$239K -15,697 Closed
Envestnet Asset Management
48
Envestnet Asset Management
Illinois
-$53K -3,496 Closed
AIG
49
American International Group
New York
-$31K -2,000 Closed
KFA
50
Kelleher Financial Advisors
New York
-$19K -1,278 Closed