City of London Investment Management’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

City of London Investment Management’s Portfolio AFT Stock Details AFT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-129,168	Closed	-$1.74M	–	113
2023 Q3	$1.74M	Hold	129,168	–	–	0.15%	60
2023 Q2	$1.66M	Hold	129,168	–	–	0.13%	61
2023 Q1	$1.63M	Hold	129,168	–	–	0.12%	62
2022 Q4	$1.59M	Buy	129,168 +40,000	+45%	+$499K	0.13%	70
2022 Q3	$1.11M	Buy	+89,168	New	+$1.17M	0.1%	75
2019 Q1	–	Sell	-31,512	Closed	-$453K	–	171
2018 Q4	$453K	Hold	31,512	–	–	0.04%	118
2018 Q3	$504K	Buy	31,512 +13,000	+70%	+$209K	0.04%	102
2018 Q2	$302K	Sell	18,512 -2,400	-11%	-$40.2K	0.02%	91
2018 Q1	$352K	Sell	20,912 -20,918	-50%	-$343K	0.02%	93
2017 Q4	$679K	Buy	41,830 +4,248	+11%	+$70K	0.05%	73
2017 Q3	$630K	Buy	+37,582	New	+$633K	0.05%	69
2017 Q1	–	Sell	-24,823	Closed	-$432K	–	97
2016 Q4	$432K	Hold	24,823	–	–	0.03%	80
2016 Q3	$421K	Hold	24,823	–	–	0.03%	73
2016 Q2	$392K	Hold	24,823	–	–	0.03%	72
2016 Q1	$378K	Buy	+24,823	New	+$360K	0.03%	109

Other funds holding AFT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

NCM

Next Capital Management New York $370M AUM 13.07% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $11.8B AUM 21.23% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

City of London Investment Management's AFT Position: Q4 2023 in Review

City of London Investment Management sold out of Apollo Senior Floating Rate Fund Inc. (AFT) in Q4 2023, closing a stake of 129,168 shares — an estimated $1.74M sold.

City of London Investment Management first reported a position in AFT in Q1 2016 and held it in 15 quarters. The position peaked at $1.74M in Q3 2023. 51 funds tracked by Wall St. Rank hold AFT as of Q4 2023.

City of London Investment Management reported no remaining Apollo Senior Floating Rate Fund Inc. position as of Q4 2023 after selling out during the quarter.
City of London Investment Management sold 129,168 Apollo Senior Floating Rate Fund Inc. shares in Q4 2023, an estimated $1.74M.
City of London Investment Management first reported a position in Apollo Senior Floating Rate Fund Inc. in Q1 2016 and held it in 15 quarters.
City of London Investment Management's Apollo Senior Floating Rate Fund Inc. position peaked at $1.74M in Q3 2023.
51 funds tracked by Wall St. Rank held Apollo Senior Floating Rate Fund Inc. as of Q4 2023.

Based on City of London Investment Management's 13F filing for Q4 2023, filed 9 Feb 2024.