|
1
|
Parametric Portfolio Associates
Seattle,
Washington
|
$10.6M
|
-$974K
|
-61,945
|
-8%
|
|
|
2
|
Wells Fargo
San Francisco,
California
|
$8.93M
|
+$850K
|
+54,092
|
+11%
|
|
|
3
|
OneDigital Investment Advisors
Overland Park,
Kansas
|
$6.81M
|
-$117K
|
-7,458
|
-2%
|
|
|
4
|
Guggenheim Capital
Chicago,
Illinois
|
$6.31M
|
+$154K
|
+9,785
|
+3%
|
|
|
5
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$6.14M
|
-$3.47M
|
-220,465
|
-36%
|
|
|
6
|
Next Capital Management
New York
|
$4.85M
|
-$98.1K
|
-6,242
|
-2%
|
|
|
7
|
Advisors Asset Management
Monument,
Colorado
|
$4.68M
|
-$195K
|
-12,415
|
-4%
|
|
|
8
|
|
$4.31M
|
–
|
–
|
–
|
|
|
9
|
|
$4.01M
|
-$194K
|
-12,363
|
-5%
|
|
|
10
|
LPL Financial
San Diego,
California
|
$3.17M
|
+$25.9K
|
+1,650
|
+0.8%
|
|
|
11
|
Invesco Senior Secured Management
New York
|
$2.42M
|
–
|
–
|
–
|
|
|
12
|
|
$2.31M
|
+$203K
|
+12,896
|
+10%
|
|
|
13
|
Bank of America
Charlotte,
North Carolina
|
$2.03M
|
-$823K
|
-52,353
|
-29%
|
|
|
14
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$1.71M
|
-$2.99M
|
-190,050
|
-64%
|
|
|
15
|
Apollo Management Holdings
New York
|
$1.66M
|
–
|
–
|
–
|
|
|
16
|
Hennion & Walsh Asset Management
Parsippany,
New Jersey
|
$1.32M
|
+$458K
|
+29,140
|
+54%
|
|
|
17
|
Garner Asset Management Corp
Plano,
Texas
|
$1.26M
|
+$4.71K
|
+300
|
+0.4%
|
|
|
18
|
UBS Group
Zurich,
Switzerland
|
$1.21M
|
-$89.8K
|
-5,715
|
-7%
|
|
|
19
|
Envestnet Asset Management
Chicago,
Illinois
|
$1.14M
|
+$77.4K
|
+4,922
|
+7%
|
|
|
20
|
Park Avenue Securities
New York
|
$1.07M
|
+$61.8K
|
+3,929
|
+6%
|
|
|
21
|
Capital Investment Advisors
Atlanta,
Georgia
|
$1.02M
|
-$146K
|
-9,262
|
-12%
|
|
|
22
|
Clough Capital Partners
Boston,
Massachusetts
|
$823K
|
+$602K
|
+38,300
|
+278%
|
|
|
23
|
Saba Capital Management
New York
|
$760K
|
-$12.9M
|
-823,056
|
-94%
|
|
|
24
|
Shufro Rose & Co
New York
|
$716K
|
–
|
–
|
–
|
|
|
25
|
Matisse Capital
Portland,
Oregon
|
$660K
|
–
|
–
|
–
|
|
