|
1
|
|
$11.2M
|
-$729K
|
-38,903
|
-6%
|
|
|
2
|
|
$7.89M
|
+$165K
|
+8,796
|
+2%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$6.97M
|
+$549K
|
+29,328
|
+8%
|
|
|
4
|
Advisors Asset Management
Monument,
Colorado
|
$6.81M
|
-$703K
|
-37,526
|
-9%
|
|
|
5
|
Ameriprise
Minneapolis,
Minnesota
|
$4.39M
|
+$538K
|
+28,740
|
+13%
|
|
|
6
|
Bank of America
Charlotte,
North Carolina
|
$3.46M
|
+$507K
|
+27,087
|
+16%
|
|
|
7
|
Wells Fargo
San Francisco,
California
|
$1.84M
|
-$149K
|
-7,936
|
-7%
|
|
|
8
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
$1.65M
|
+$1.07M
|
+57,281
|
+162%
|
|
|
9
|
William Blair & Company
Chicago,
Illinois
|
$599K
|
+$10.4K
|
+556
|
+2%
|
|
|
10
|
Absolute Return Capital
Boston,
Massachusetts
|
$595K
|
-$292K
|
-15,590
|
-32%
|
|
|
11
|
Oppenheimer & Co
New York
|
$547K
|
+$8.9K
|
+475
|
+2%
|
|
|
12
|
Doliver Advisors
Houston,
Texas
|
$448K
|
+$470K
|
+25,094
|
New
|
|
|
13
|
Wolverine Asset Management
Chicago,
Illinois
|
$378K
|
+$397K
|
+21,180
|
New
|
|
|
14
|
Saba Capital Management
New York
|
$266K
|
+$279K
|
+14,900
|
New
|
|
|
15
|
|
$135K
|
+$58.8K
|
+3,138
|
+71%
|
|
|
16
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$82K
|
+$86.1K
|
+4,600
|
New
|
|
|
17
|
|
$37K
|
+$281
|
+15
|
+0.7%
|
|
|
18
|
|
$22K
|
–
|
–
|
–
|
|
|
19
|
Barclays
London,
United Kingdom
|
$20K
|
+$22.5K
|
+1,200
|
New
|
|
|
20
|
Tower Research Capital (TRC)
New York
|
$16K
|
+$7.51K
|
+401
|
+78%
|
|
|
21
|
Bank of Montreal
Toronto,
Ontario, Canada
|
$12K
|
+$12.5K
|
+670
|
New
|
|
|
22
|
CIBC World Market
Toronto,
Ontario, Canada
|
–
|
-$469K
|
-23,831
|
Closed
|
|
|
23
|
Park National Corp
Newark,
Ohio
|
–
|
-$393K
|
-19,975
|
Closed
|
|
|
24
|
New England Securities
New York
|
–
|
-$15K
|
-750
|
Closed
|
|
|
25
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$10K
|
-500
|
Closed
|
|
