U
AFT

UBS’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

UBS’s Portfolio AFT Stock Details AFT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$1.48M Buy
86,348
+48,180
+126% +$848K ﹤0.01% 3201
2014
Q2 		$689K Buy
38,168
+12,767
+50% +$230K ﹤0.01% 3911
2014
Q1 		$464K Buy
25,401
+4,746
+23% +$86.7K ﹤0.01% 4305
2013
Q4 		$374K Buy
20,655
+13,075
+172% +$235K ﹤0.01% 4619
2013
Q3 		$135K Buy
7,580
+3,138
+71% +$58.8K ﹤0.01% 5674
2013
Q2 		$87K Buy
+4,442
New +$89.1K ﹤0.01% 6074

Other funds holding AFT

Baillie Gifford & Co
Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
MIG
Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return
BNP Paribas Financial Markets
BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS's AFT Position: Q3 2014 in Review

UBS increased its Apollo Senior Floating Rate Fund Inc. (AFT) stake by 126% in Q3 2014, buying an estimated $848K and bringing the position to 86,348 shares worth $1.48M. The position accounts for ﹤0.01% of the portfolio, ranked #3201.

UBS first reported a position in AFT in Q2 2013 and has held it in 6 quarters since. 29 funds tracked by Wall St. Rank hold AFT as of Q3 2014.

  • UBS held 86,348 shares of Apollo Senior Floating Rate Fund Inc. worth $1.48M as of Q3 2014.
  • UBS bought 48,180 Apollo Senior Floating Rate Fund Inc. shares in Q3 2014, an estimated $848K.
  • Apollo Senior Floating Rate Fund Inc. made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3201 holding.
  • UBS first reported a position in Apollo Senior Floating Rate Fund Inc. in Q2 2013 and has held it in 6 quarters since.
  • 29 funds tracked by Wall St. Rank held Apollo Senior Floating Rate Fund Inc. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.