Absolute Return Capital’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

Absolute Return Capital’s Portfolio AFT Stock Details AFT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-38,995	Closed	-$712K	–	1407
2014 Q1	$712K	Sell	38,995 -349	-0.9%	-$6.38K	0.01%	737
2013 Q4	$712K	Buy	39,344 +6,051	+18%	+$109K	0.01%	600
2013 Q3	$595K	Sell	33,293 -15,590	-32%	-$292K	0.01%	587
2013 Q2	$961K	Buy	+48,883	New	+$980K	0.01%	619

Other funds holding AFT

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Absolute Return Capital's AFT Position: Q2 2014 in Review

Absolute Return Capital sold out of Apollo Senior Floating Rate Fund Inc. (AFT) in Q2 2014, closing a stake of 38,995 shares — an estimated $712K sold.

Absolute Return Capital first reported a position in AFT in Q2 2013 and held it in 4 quarters. The position peaked at $961K in Q2 2013. 25 funds tracked by Wall St. Rank hold AFT as of Q2 2014.

Absolute Return Capital reported no remaining Apollo Senior Floating Rate Fund Inc. position as of Q2 2014 after selling out during the quarter.
Absolute Return Capital sold 38,995 Apollo Senior Floating Rate Fund Inc. shares in Q2 2014, an estimated $712K.
Absolute Return Capital first reported a position in Apollo Senior Floating Rate Fund Inc. in Q2 2013 and held it in 4 quarters.
Absolute Return Capital's Apollo Senior Floating Rate Fund Inc. position peaked at $961K in Q2 2013.
25 funds tracked by Wall St. Rank held Apollo Senior Floating Rate Fund Inc. as of Q2 2014.

Based on Absolute Return Capital's 13F filing for Q2 2014, filed 14 Aug 2014.