Doliver Advisors’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

Doliver Advisors’s Portfolio AFT Stock Details AFT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-32,028	Closed	-$512K	–	220
2018 Q3	$512K	Buy	+32,028	New	+$515K	0.21%	62
2018 Q1	–	Sell	-42,901	Closed	-$696K	–	379
2017 Q4	$696K	Sell	42,901 -12,485	-23%	-$206K	0.28%	58
2017 Q3	$928K	Buy	55,386 +7,997	+17%	+$135K	0.42%	51
2017 Q2	$799K	Buy	47,389 +1,499	+3%	+$25.9K	0.39%	58
2017 Q1	$805K	Sell	45,890 -5,758	-11%	-$101K	0.63%	50
2016 Q4	$899K	Sell	51,648 -43,483	-46%	-$730K	0.76%	36
2016 Q3	$1.61M	Buy	95,131 +2,611	+3%	+$42.6K	1.36%	21
2016 Q2	$1.47M	Sell	92,520 -57,952	-39%	-$913K	1.25%	23
2016 Q1	$2.29M	Sell	150,472 -3,796	-2%	-$55.1K	2.02%	4
2015 Q4	$2.34M	Sell	154,268 -19,001	-11%	-$291K	1.85%	16
2015 Q3	$2.72M	Buy	+173,269	New	+$2.96M	2.02%	9
2014 Q4	–	Sell	-26,630	Closed	-$455K	–	300
2014 Q3	$455K	Sell	26,630 -440	-2%	-$7.75K	0.31%	119
2014 Q2	$237K	Buy	+27,070	New	+$488K	0.21%	174
2013 Q4	–	Sell	-25,094	Closed	-$448K	–	337
2013 Q3	$448K	Buy	+25,094	New	+$470K	0.27%	145

Other funds holding AFT

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

ISSM

Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

Doliver Advisors's AFT Position: Q4 2018 in Review

Doliver Advisors sold out of Apollo Senior Floating Rate Fund Inc. (AFT) in Q4 2018, closing a stake of 32,028 shares — an estimated $512K sold.

Doliver Advisors first reported a position in AFT in Q3 2013 and held it in 14 quarters. The position peaked at $2.72M in Q3 2015. 60 funds tracked by Wall St. Rank hold AFT as of Q4 2018.

Doliver Advisors reported no remaining Apollo Senior Floating Rate Fund Inc. position as of Q4 2018 after selling out during the quarter.
Doliver Advisors sold 32,028 Apollo Senior Floating Rate Fund Inc. shares in Q4 2018, an estimated $512K.
Doliver Advisors first reported a position in Apollo Senior Floating Rate Fund Inc. in Q3 2013 and held it in 14 quarters.
Doliver Advisors's Apollo Senior Floating Rate Fund Inc. position peaked at $2.72M in Q3 2015.
60 funds tracked by Wall St. Rank held Apollo Senior Floating Rate Fund Inc. as of Q4 2018.

Based on Doliver Advisors's 13F filing for Q4 2018, filed 31 Jan 2019.