|
1
|
Shufro Rose & Co
New York
|
$759K
|
–
|
–
|
–
|
|
|
2
|
Advisory Services Network
Atlanta,
Georgia
|
$340K
|
–
|
–
|
–
|
|
|
3
|
|
–
|
-$15.4M
|
-1,058,161
|
Closed
|
|
|
4
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$4.82M
|
-331,759
|
Closed
|
|
|
5
|
Advisors Asset Management
Monument,
Colorado
|
–
|
-$4.4M
|
-302,779
|
Closed
|
|
|
6
|
|
–
|
-$3.83M
|
-263,267
|
Closed
|
|
|
7
|
Pathstone Holdings
Englewood,
New Jersey
|
–
|
-$3.07M
|
-211,034
|
Closed
|
|
|
8
|
Next Capital Management
New York
|
–
|
-$2.94M
|
-202,529
|
Closed
|
|
|
9
|
OneDigital Investment Advisors
Overland Park,
Kansas
|
–
|
-$2.76M
|
-189,649
|
Closed
|
|
|
10
|
Wells Fargo
San Francisco,
California
|
–
|
-$2.65M
|
-182,591
|
Closed
|
|
|
11
|
LPL Financial
San Diego,
California
|
–
|
-$2.55M
|
-175,608
|
Closed
|
|
|
12
|
Stifel Financial
St. Louis,
Missouri
|
–
|
-$2.35M
|
-161,778
|
Closed
|
|
|
13
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$2.33M
|
-160,310
|
Closed
|
|
|
14
|
Apollo Management Holdings
New York
|
–
|
-$1.53M
|
-105,236
|
Closed
|
|
|
15
|
Garner Asset Management Corp
Plano,
Texas
|
–
|
-$1.08M
|
-74,449
|
Closed
|
|
|
16
|
UBS Group
Zurich,
Switzerland
|
–
|
-$898K
|
-61,788
|
Closed
|
|
|
17
|
Bramshill Investments
Naples,
Florida
|
–
|
-$860K
|
-59,137
|
Closed
|
|
|
18
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$668K
|
-45,930
|
Closed
|
|
|
19
|
United Advisor Group
Cincinnati,
Ohio
|
–
|
-$631K
|
-43,397
|
Closed
|
|
|
20
|
Capital Investment Advisors
Atlanta,
Georgia
|
–
|
-$562K
|
-38,623
|
Closed
|
|
|
21
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
–
|
-$521K
|
-35,801
|
Closed
|
|
|
22
|
Atomi Financial Group
New York
|
–
|
-$363K
|
-24,988
|
Closed
|
|
|
23
|
Alpine Global Management
New York
|
–
|
-$247K
|
-17,000
|
Closed
|
|
|
24
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$219K
|
-15,076
|
Closed
|
|
|
25
|
Hennion & Walsh Asset Management
Parsippany,
New Jersey
|
–
|
-$189K
|
-13,020
|
Closed
|
|
