Penserra Capital Management’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

Penserra Capital Management’s Portfolio AFT Stock Details AFT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-11,319	Closed	-$180K	–	805
2018 Q3	$180K	Sell	11,319 -3,773	-25%	-$60.7K	0.01%	404
2018 Q2	$246K	Buy	15,092 +3,773	+33%	+$63.1K	0.02%	295
2018 Q1	$190K	Buy	11,319 +5,479	+94%	+$89.8K	0.02%	255
2017 Q4	$94K	Buy	5,840 +2,385	+69%	+$39.3K	0.01%	250
2017 Q3	$57K	Buy	3,455 +3,040	+733%	+$51.2K	0.01%	296
2017 Q2	$7K	Buy	415 +37	+10%	+$639	﹤0.01%	452
2017 Q1	$6K	Buy	378 +132	+54%	+$2.32K	﹤0.01%	484
2016 Q4	$4K	Buy	246 +27	+12%	+$453	﹤0.01%	869
2016 Q3	$3K	Buy	219 +52	+31%	+$849	﹤0.01%	924
2016 Q2	$3K	Hold	167	–	–	﹤0.01%	934
2016 Q1	$2	Sell	167 -10	-6%	-$145	﹤0.01%	949
2015 Q4	$3K	Buy	+177	New	+$2.71K	﹤0.01%	937

Other funds holding AFT

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

ISSM

Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

Penserra Capital Management's AFT Position: Q4 2018 in Review

Penserra Capital Management sold out of Apollo Senior Floating Rate Fund Inc. (AFT) in Q4 2018, closing a stake of 11,319 shares — an estimated $180K sold.

Penserra Capital Management first reported a position in AFT in Q4 2015 and held it in 12 quarters. The position peaked at $246K in Q2 2018. 60 funds tracked by Wall St. Rank hold AFT as of Q4 2018.

Penserra Capital Management reported no remaining Apollo Senior Floating Rate Fund Inc. position as of Q4 2018 after selling out during the quarter.
Penserra Capital Management sold 11,319 Apollo Senior Floating Rate Fund Inc. shares in Q4 2018, an estimated $180K.
Penserra Capital Management first reported a position in Apollo Senior Floating Rate Fund Inc. in Q4 2015 and held it in 12 quarters.
Penserra Capital Management's Apollo Senior Floating Rate Fund Inc. position peaked at $246K in Q2 2018.
60 funds tracked by Wall St. Rank held Apollo Senior Floating Rate Fund Inc. as of Q4 2018.

Based on Penserra Capital Management's 13F filing for Q4 2018, filed 6 Feb 2019.