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ALPS Clean Energy ETF
ACES

83 hedge funds and large institutions have $604M invested in ALPS Clean Energy ETF in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 35 increasing their positions, 25 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 25

0.33% less ownership

Funds ownership: 67.26% → 66.94% (-0.33%)

3% less funds holding

Funds holding: 86 → 83 (-3)

10% less capital invested

Capital invested by funds: $673M → $604M (-$69M)

15% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 13

Holders
83
Holders Change
-3
Holders Change %
-3.49%
% of All Funds
1.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
35
Reduced
25
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
+$5.73M
2
EFL
ERn Financial LLC
Wisconsin
+$4.7M
3
Jane Street
Jane Street
New York
+$2.98M
4
Wealthfront Advisers
Wealthfront Advisers
California
+$2.26M
5
FTUS
Flow Traders U.S.
New York
+$2.05M

Top Sellers

1
AI
Atria Investments
North Carolina
-$1.4M
2
Wells Fargo
Wells Fargo
California
-$1.32M
3
RJA
Raymond James & Associates
Florida
-$561K
4
SCP
Stamos Capital Partners
California
-$540K
5
SPC
Sigma Planning Corp
Michigan
-$496K
Name Holding Trade Value Shares
Change 		Change in
Stake
CIBC Private Wealth Group
1
CIBC Private Wealth Group
Georgia
$410M +$5.73M +81,798 +1%
CI
2
Clal Insurance
Israel
$86.7M – – –
Bank of America
3
Bank of America
North Carolina
$11.2M +$921K +13,151 +8%
Morgan Stanley
4
Morgan Stanley
New York
$11.1M +$430K +6,132 +4%
LPL Financial
5
LPL Financial
California
$9.7M +$856K +12,216 +9%
Millennium Management
6
Millennium Management
New York
$8.75M +$220K +3,136 +2%
KAS
7
Kestra Advisory Services
Texas
$5.19M +$1.01M +14,450 +23%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$4.6M +$177K +2,520 +4%
Jane Street
9
Jane Street
New York
$4.5M +$2.98M +42,545 +167%
EFL
10
ERn Financial LLC
Wisconsin
$4.43M +$4.7M +67,041 New
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$4.22M -$324K -4,625 -7%
Bessemer Group
12
Bessemer Group
New Jersey
$2.67M – – –
MAG
13
MRA Advisory Group
New Jersey
$2.64M +$154K +2,197 +6%
NWA
14
Navis Wealth Advisors
New York
$2.46M -$33.4K -476 -1%
PA
15
PFG Advisors
Arizona
$2.41M +$598K +8,528 +31%
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$2.26M -$169K -2,405 -7%
Wealthfront Advisers
17
Wealthfront Advisers
California
$2.13M +$2.26M +32,275 New
FTUS
18
Flow Traders U.S.
New York
$1.94M +$2.05M +29,326 New
Brown Advisory
19
Brown Advisory
Maryland
$1.66M -$33.4K -476 -2%
SWP
20
Stratos Wealth Partners
Ohio
$1.6M +$84.6K +1,207 +5%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$1.55M +$159K +2,268 +11%
AAS
22
Avantax Advisory Services
Texas
$1.46M +$146K +2,079 +10%
Wells Fargo
23
Wells Fargo
California
$1.42M -$1.32M -18,821 -47%
SPIA
24
Steward Partners Investment Advisory
New York
$1.28M +$259K +3,700 +24%
RJA
25
Raymond James & Associates
Florida
$1.1M -$561K -8,010 -33%
1
2 3 4

ACES Hedge Fund Activity: Q3 2021 in Review

83 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ALPS Clean Energy ETF (ACES) for Q3 2021, worth a combined $604M — down 10% from $673M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of ACES and 11 opened new positions — a net loss of 2 holders — while 25 trimmed existing stakes and 35 added.

The largest buyer was CIBC Private Wealth Group, adding an estimated $5.73M. The largest seller was Atria Investments, exiting entirely with an estimated $1.4M sold.

  • 83 institutional investors held ALPS Clean Energy ETF (ACES) as of Q3 2021, down from 86 in Q2 2021.
  • Funds reported $604M of ALPS Clean Energy ETF stock for Q3 2021, down 10% quarter-over-quarter.
  • 11 funds opened new ALPS Clean Energy ETF positions in Q3 2021 and 13 closed out, a net change of -2 holders.
  • The largest ALPS Clean Energy ETF buyer in Q3 2021 was CIBC Private Wealth Group, an estimated $5.73M added.
  • The largest ALPS Clean Energy ETF seller in Q3 2021 was Atria Investments, an estimated $1.4M sold.

Based on aggregated 13F filings for Q3 2021.