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ALPS Clean Energy ETF

86 hedge funds and large institutions have $673M invested in ALPS Clean Energy ETF in 2021 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 48 increasing their positions, 15 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 15

2.4% more ownership

Funds ownership: 64.86%67.26% (+2.4%)

1% less capital invested

Capital invested by funds: $682M → $673M (-$8.15M)

7% less funds holding

Funds holding: 9286 (-6)

32% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 19

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
86
Holders Change
-6
Holders Change %
-6.52%
% of All Funds
1.5%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
13
Increased
48
Reduced
15
Closed
19
Calls
$230K
Puts
Net Calls
+$230K
Net Calls Change
+$11K
Name Holding Trade Value Shares
Change
Change in
Stake
CIBC Private Wealth Group
1
CIBC Private Wealth Group
Georgia
$464M +$26.8M +375,671 +7%
CI
2
Clal Insurance
Israel
$99.4M -$29M -406,000 -24%
Morgan Stanley
3
Morgan Stanley
New York
$12.3M +$5.78M +81,039 +100%
Bank of America
4
Bank of America
North Carolina
$11.8M +$4.46M +62,558 +67%
LPL Financial
5
LPL Financial
California
$10.2M +$435K +6,099 +5%
Millennium Management
6
Millennium Management
New York
$9.8M +$5.76M +80,664 +166%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$5.19M +$925K +12,968 +23%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$5.08M +$132K +1,853 +3%
KAS
9
Kestra Advisory Services
Texas
$4.85M +$1.86M +26,005 +69%
Bessemer Group
10
Bessemer Group
New Jersey
$3.06M +$1M +14,055 +53%
Wells Fargo
11
Wells Fargo
California
$3.06M +$2.82M +39,552 +5,274%
MAG
12
MRA Advisory Group
New Jersey
$2.86M +$379K +5,305 +16%
NWA
13
Navis Wealth Advisors
New York
$2.86M +$263K +3,692 +11%
Rockefeller Capital Management
14
Rockefeller Capital Management
New York
$2.77M +$739K +10,351 +39%
PA
15
PFG Advisors
Arizona
$2.11M +$959K +13,439 +93%
Brown Advisory
16
Brown Advisory
Maryland
$1.94M +$1.82M +25,522 New
Jane Street
17
Jane Street
New York
$1.93M +$158K +2,214 +10%
RJA
18
Raymond James & Associates
Florida
$1.87M +$167K +2,343 +11%
SWP
19
Stratos Wealth Partners
Ohio
$1.75M +$163K +2,290 +11%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$1.61M -$9.57M -134,086 -86%
AAS
21
Avantax Advisory Services
Texas
$1.52M +$166K +2,327 +13%
AI
22
Atria Investments
North Carolina
$1.4M +$1.32M +18,451 New
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.34M +$150K +2,102 +14%
Osaic Holdings
24
Osaic Holdings
Arizona
$1.29M -$118K -1,649 -9%
SPIA
25
Steward Partners Investment Advisory
New York
$1.19M +$1.11M +15,522 +10,348%

ACES Hedge Fund Activity: Q2 2021 in Review

86 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in ALPS Clean Energy ETF (ACES) for Q2 2021, worth a combined $673M — down 1.2% from $682M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of ACES and 13 opened new positions — a net loss of 6 holders — while 15 trimmed existing stakes and 48 added.

The largest buyer was CIBC Private Wealth Group, adding an estimated $26.8M. The largest seller was Clal Insurance, cutting an estimated $29M.

  • 86 institutional investors held ALPS Clean Energy ETF (ACES) as of Q2 2021, down from 92 in Q1 2021.
  • Funds reported $673M of ALPS Clean Energy ETF stock for Q2 2021, down 1.2% quarter-over-quarter.
  • 13 funds opened new ALPS Clean Energy ETF positions in Q2 2021 and 19 closed out, a net change of -6 holders.
  • The largest ALPS Clean Energy ETF buyer in Q2 2021 was CIBC Private Wealth Group, an estimated $26.8M added.
  • The largest ALPS Clean Energy ETF seller in Q2 2021 was Clal Insurance, an estimated $29M sold.

Based on aggregated 13F filings for Q2 2021.