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ALPS Clean Energy ETF
ACES

92 hedge funds and large institutions have $682M invested in ALPS Clean Energy ETF in 2021 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 38 increasing their positions, 10 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

280% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 10

260% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 10

105% more call options, than puts

Call options by funds: $428K | Put options by funds: $209K

37% more funds holding

Funds holding: 67 → 92 (+25)

33% more capital invested

Capital invested by funds: $513M → $682M (+$169M)

0.98% less ownership

Funds ownership: 65.84% → 64.86% (-0.98%)

Holders
92
Holders Change
+25
Holders Change %
+37.31%
% of All Funds
1.62%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
36
Increased
38
Reduced
10
Closed
10
Calls
$428K
Puts
$209K
Net Calls
+$219K
Net Calls Change
+$435K

Top Buyers

1
CI
Clal Insurance
Israel
+$149M
2
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
+$36.5M
3
Bank of America
Bank of America
North Carolina
+$7.78M
4
LPL Financial
LPL Financial
California
+$5.96M
5
Morgan Stanley
Morgan Stanley
New York
+$4.87M

Top Sellers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$8.01M
2
BCM
Brookstone Capital Management
Illinois
-$7.26M
3
FI
FormulaFolio Investments
Michigan
-$7.17M
4
Jane Street
Jane Street
New York
-$4.93M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
CIBC Private Wealth Group
1
CIBC Private Wealth Group
Georgia
$448M +$36.5M +421,091 +8%
CI
2
Clal Insurance
Israel
$134M +$149M +1,716,850 New
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$12.1M -$8.01M -92,396 -37%
LPL Financial
4
LPL Financial
California
$10M +$5.96M +68,800 +116%
Bank of America
5
Bank of America
North Carolina
$7.27M +$7.78M +89,716 +2,569%
Morgan Stanley
6
Morgan Stanley
New York
$6.33M +$4.87M +56,224 +226%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$5.08M +$274K +3,163 +5%
CFG
8
CMC Financial Group
Georgia
$4.33M +$4.81M +55,476 New
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$4.33M +$3.79M +43,676 +372%
Millennium Management
10
Millennium Management
New York
$3.79M +$4.21M +48,549 New
KAS
11
Kestra Advisory Services
Texas
$2.96M +$2.38M +27,501 +263%
NWA
12
Navis Wealth Advisors
New York
$2.66M +$168K +1,943 +6%
MAG
13
MRA Advisory Group
New Jersey
$2.53M +$477K +5,498 +20%
Bessemer Group
14
Bessemer Group
New Jersey
$2.06M +$2.28M +26,354 New
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$2.05M – – –
Jane Street
16
Jane Street
New York
$1.81M -$4.93M -56,916 -71%
RJA
17
Raymond James & Associates
Florida
$1.74M +$1.56M +18,047 +427%
EF
18
Empowered Funds
Pennsylvania
$1.63M – – –
SWP
19
Stratos Wealth Partners
Ohio
$1.62M +$213K +2,456 +13%
Osaic Holdings
20
Osaic Holdings
Arizona
$1.46M +$235K +2,710 +17%
AAS
21
Avantax Advisory Services
Texas
$1.39M +$1.53M +17,700 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.21M +$521K +6,014 +63%
PA
23
PFG Advisors
Arizona
$1.13M +$405K +4,675 +48%
Thrivent Financial for Lutherans
24
Thrivent Financial for Lutherans
Minnesota
$1.09M – – –
RJFSA
25
Raymond James Financial Services Advisors
Florida
$1.07M +$512K +5,908 +76%
1
2 3 4 5

ACES Hedge Fund Activity: Q1 2021 in Review

92 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in ALPS Clean Energy ETF (ACES) for Q1 2021, worth a combined $682M — up 33% from $513M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new ACES positions and 10 closed out — a net gain of 26 holders — while 38 added to existing stakes and 10 trimmed.

The largest buyer was Clal Insurance, opening a new position worth an estimated $149M. The largest seller was Royal Bank of Canada, cutting an estimated $8.01M.

  • 92 institutional investors held ALPS Clean Energy ETF (ACES) as of Q1 2021, up from 67 in Q4 2020.
  • Funds reported $682M of ALPS Clean Energy ETF stock for Q1 2021, up 33% quarter-over-quarter.
  • 36 funds opened new ALPS Clean Energy ETF positions in Q1 2021 and 10 closed out, a net change of +26 holders.
  • The largest ALPS Clean Energy ETF buyer in Q1 2021 was Clal Insurance, an estimated $149M added.
  • The largest ALPS Clean Energy ETF seller in Q1 2021 was Royal Bank of Canada, an estimated $8.01M sold.

Based on aggregated 13F filings for Q1 2021.