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ALPS Clean Energy ETF

64 hedge funds and large institutions have $254M invested in ALPS Clean Energy ETF in 2023 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 25 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.15% less ownership

Funds ownership: 68.67%67.52% (-1.1%)

11% less funds holding

Funds holding: 7264 (-8)

24% less capital invested

Capital invested by funds: $335M → $254M (-$80.6M)

32% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 25

57% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 14

Holders
64
Holders Change
-8
Holders Change %
-11.11%
% of All Funds
1.02%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
17
Reduced
25
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CIBC Private Wealth Group
1
CIBC Private Wealth Group
Georgia
$198M -$13.1M -304,709 -5%
Jane Street
2
Jane Street
New York
$12.2M +$7.72M +179,188 +116%
Bank of America
3
Bank of America
North Carolina
$5.71M +$1.84M +42,601 +37%
Morgan Stanley
4
Morgan Stanley
New York
$5.14M -$10.9M -252,117 -64%
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$3.59M +$79K +1,832 +2%
Wealthfront Advisers
6
Wealthfront Advisers
California
$3.29M -$922K -21,389 -19%
TFA
7
Tobias Financial Advisors
Florida
$3.07M +$3.36M +77,852 +1,274%
MD
8
Money Design
Japan
$2.49M -$1.17M -27,026 -28%
Millennium Management
9
Millennium Management
New York
$2.15M +$2.53M +58,751 New
DS
10
Dudley & Shanley
Florida
$1.97M -$2.02M -46,814 -46%
LPL Financial
11
LPL Financial
California
$1.87M -$92.1K -2,136 -4%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.4M +$570K +13,217 +53%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$1.06M +$5.99K +139 +0.5%
UBS Group
14
UBS Group
Switzerland
$1.01M +$56.8K +1,318 +5%
Truist Financial
15
Truist Financial
North Carolina
$1.01M -$28.8K -667 -2%
Wealth Enhancement Advisory Services
16
Wealth Enhancement Advisory Services
Minnesota
$779K +$918K +21,290 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$765K +$176K +4,079 +24%
RJA
18
Raymond James & Associates
Florida
$706K +$14.4K +333 +2%
EFL
19
ERn Financial LLC
Wisconsin
$688K -$871K -20,200 -52%
NWA
20
Navis Wealth Advisors
New York
$650K -$110K -2,543 -13%
Brown Advisory
21
Brown Advisory
Maryland
$649K -$87.8K -2,037 -10%
AAS
22
Avantax Advisory Services
Texas
$549K -$38.7K -898 -6%
SWP
23
Stratos Wealth Partners
Ohio
$539K -$84.5K -1,961 -12%
CG
24
Colony Group
Massachusetts
$487K +$120K +2,783 +26%
GS
25
GTS Securities
New York
$468K +$14.5K +336 +3%

ACES Hedge Fund Activity: Q3 2023 in Review

64 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in ALPS Clean Energy ETF (ACES) for Q3 2023, worth a combined $254M — down 24% from $335M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of ACES and 6 opened new positions — a net loss of 8 holders — while 25 trimmed existing stakes and 17 added.

The largest buyer was Jane Street, adding an estimated $7.72M. The largest seller was CIBC Private Wealth Group, cutting an estimated $13.1M.

  • 64 institutional investors held ALPS Clean Energy ETF (ACES) as of Q3 2023, down from 72 in Q2 2023.
  • Funds reported $254M of ALPS Clean Energy ETF stock for Q3 2023, down 24% quarter-over-quarter.
  • 6 funds opened new ALPS Clean Energy ETF positions in Q3 2023 and 14 closed out, a net change of -8 holders.
  • The largest ALPS Clean Energy ETF buyer in Q3 2023 was Jane Street, an estimated $7.72M added.
  • The largest ALPS Clean Energy ETF seller in Q3 2023 was CIBC Private Wealth Group, an estimated $13.1M sold.

Based on aggregated 13F filings for Q3 2023.