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ALPS Clean Energy ETF
ACES

38 hedge funds and large institutions have $270M invested in ALPS Clean Energy ETF in 2020 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 13 increasing their positions, 3 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

333% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 3

325% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 4

86% more capital invested

Capital invested by funds: $146M → $270M (+$125M)

52% more funds holding

Funds holding: 25 → 38 (+13)

1.64% less ownership

Funds ownership: 69.57% → 67.93% (-1.6%)

Holders
38
Holders Change
+13
Holders Change %
+52%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
13
Reduced
3
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
+$50.9M
2
Jane Street
Jane Street
New York
+$4.71M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$2.54M
4
FEM
Fulcrum Equity Management
Texas
+$989K
5
LPL Financial
LPL Financial
California
+$342K

Top Sellers

1
BCM
Brookstone Capital Management
Illinois
-$2.99M
2
Citadel Advisors
Citadel Advisors
Florida
-$644K
3
SFS
Sowell Financial Services
Arkansas
-$31.9K
4
CAN
Cetera Advisor Networks
California
-$8K
5
Bank of America
Bank of America
North Carolina
-$7.99K
Name Holding Trade Value Shares
Change 		Change in
Stake
CIBC Private Wealth Group
1
CIBC Private Wealth Group
Georgia
$241M +$50.9M +1,044,580 +31%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$10M +$2.54M +52,065 +41%
Jane Street
3
Jane Street
New York
$9.97M +$4.71M +96,644 +116%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$1.82M +$281K +5,764 +21%
FEM
5
Fulcrum Equity Management
Texas
$1.13M +$989K +20,289 New
SWP
6
Stratos Wealth Partners
Ohio
$1.05M +$41.5K +852 +5%
Truist Financial
7
Truist Financial
North Carolina
$601K +$136K +2,781 +34%
US Bancorp
8
US Bancorp
Minnesota
$484K – – –
Osaic Holdings
9
Osaic Holdings
Arizona
$426K +$208K +4,264 +124%
LPL Financial
10
LPL Financial
California
$389K +$342K +7,020 New
SPC
11
Sigma Planning Corp
Michigan
$353K +$6.04K +124 +2%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$343K +$302K +6,197 New
UBS Group
13
UBS Group
Switzerland
$333K – – –
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$276K +$242K +4,973 New
KAS
15
Kestra Advisory Services
Texas
$253K +$3.31K +68 New
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$252K +$222K +4,555 New
3AM
17
3D Asset Management
Connecticut
$239K +$210K +4,305 New
SFS
18
Sowell Financial Services
Arkansas
$175K -$31.9K -654 -17%
SAS
19
Stelac Advisory Services
New York
$150K +$132K +2,703 New
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$128K +$113K +2,318 New
APA
21
American Portfolios Advisors
New York
$123K +$13K +266 +14%
HI
22
Hudock Inc
Pennsylvania
$113K +$100K +2,056 New
LFASL
23
Lugano Financial Advisors SA (LFA)
Switzerland
$79K – – –
CFA
24
Carroll Financial Associates
North Carolina
$71K – – –
CAPTRUST Financial Advisors
25
CAPTRUST Financial Advisors
North Carolina
$68K -$6.09K -125 -9%
1
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ACES Hedge Fund Activity: Q3 2020 in Review

38 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in ALPS Clean Energy ETF (ACES) for Q3 2020, worth a combined $270M — up 86% from $146M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new ACES positions and 4 closed out — a net gain of 13 holders — while 13 added to existing stakes and 3 trimmed.

The largest buyer was CIBC Private Wealth Group, adding an estimated $50.9M. The largest seller was Brookstone Capital Management, exiting entirely with an estimated $2.99M sold.

  • 38 institutional investors held ALPS Clean Energy ETF (ACES) as of Q3 2020, up from 25 in Q2 2020.
  • Funds reported $270M of ALPS Clean Energy ETF stock for Q3 2020, up 86% quarter-over-quarter.
  • 17 funds opened new ALPS Clean Energy ETF positions in Q3 2020 and 4 closed out, a net change of +13 holders.
  • The largest ALPS Clean Energy ETF buyer in Q3 2020 was CIBC Private Wealth Group, an estimated $50.9M added.
  • The largest ALPS Clean Energy ETF seller in Q3 2020 was Brookstone Capital Management, an estimated $2.99M sold.

Based on aggregated 13F filings for Q3 2020.