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ALPS Clean Energy ETF
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Overview Fund Activity

38 hedge funds and large institutions have $270M invested in ALPS Clean Energy ETF in 2020 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 13 increasing their positions, 3 reducing their positions, and 4 closing their positions.

Holders
38
Holders Change
+13
Holders Change %
+52%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
13
Reduced
3
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CIBC Private Wealth Group
1
CIBC Private Wealth Group
Georgia
$241M
2
Jane Street
2
Jane Street
New York
$9.97M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$10M
4
FEM
4
Fulcrum Equity Management
Texas
$1.13M
5
LPL Financial
5
LPL Financial
California
$389K

Top Sellers

1
BCM
1
Brookstone Capital Management
Illinois
$0
2
Citadel Advisors
2
Citadel Advisors
Florida
$0
3
SFS
3
Sowell Financial Services
Arkansas
$175K
4
Bank of America
4
Bank of America
North Carolina
$16K
5
CAN
5
Cetera Advisor Networks
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
CIBC Private Wealth Group
1
CIBC Private Wealth Group
Georgia
$241M 4,371,884 +1,044,580 +31%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$10M 180,550 +52,065 +41%
Jane Street
3
Jane Street
New York
$9.97M 179,857 +96,644 +116%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$1.82M 32,809 +5,764 +21%
FEM
5
Fulcrum Equity Management
Texas
$1.13M 20,289 +20,289 New
SWP
6
Stratos Wealth Partners
Ohio
$1.05M 18,994 +852 +5%
Truist Financial
7
Truist Financial
North Carolina
$601K 10,842 +2,781 +34%
US Bancorp
8
US Bancorp
Minnesota
$484K 8,726 – –
Osaic Holdings
9
Osaic Holdings
Arizona
$426K 7,691 +4,264 +124%
LPL Financial
10
LPL Financial
California
$389K 7,020 +7,020 New
SPC
11
Sigma Planning Corp
Michigan
$353K 6,372 +124 +2%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$343K 6,197 +6,197 New
UBS Group
13
UBS Group
Switzerland
$333K 6,000 – –
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$276K 4,973 +4,973 New
KAS
15
Kestra Advisory Services
Texas
$253K 68 +68 New
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$252K 4,555 +4,555 New
3AM
17
3D Asset Management
Connecticut
$239K 4,305 +4,305 New
SFS
18
Sowell Financial Services
Arkansas
$175K 3,163 -654 -17%
SAS
19
Stelac Advisory Services
New York
$150K 2,703 +2,703 New
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$128K 2,318 +2,318 New
APA
21
American Portfolios Advisors
New York
$123K 2,213 +266 +14%
HI
22
Hudock Inc
Pennsylvania
$113K 2,056 +2,056 New
LFASL
23
Lugano Financial Advisors SA (LFA)
Switzerland
$79K 1,560 – –
CFA
24
Carroll Financial Associates
North Carolina
$71K 1,291 – –
CAPTRUST Financial Advisors
25
CAPTRUST Financial Advisors
North Carolina
$68K 1,200 -125 -9%
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