LPL Financial
ACES icon

LPL Financial’s ALPS Clean Energy ETF ACES Stock Holding History

LPL Financial’s Portfolio ACES Stock Details ACES Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$778K Buy
28,137
+7,862
+39% +$244K ﹤0.01% 4746
2026
Q2 		$718K Buy
20,275
+77
+0.4% +$2.82K ﹤0.01% 4719
2026
Q1 		$677K Buy
20,198
+782
+4% +$27K ﹤0.01% 4508
2025
Q4 		$629K Sell
19,416
-3,847
-17% -$130K ﹤0.01% 4507
2025
Q3 		$743K Sell
23,263
-4,963
-18% -$143K ﹤0.01% 4290
2025
Q2 		$728K Sell
28,226
-900
-3% -$21.6K ﹤0.01% 4042
2025
Q1 		$668K Sell
29,126
-2,279
-7% -$56.8K ﹤0.01% 3901
2024
Q4 		$818K Sell
31,405
-10,406
-25% -$288K ﹤0.01% 3672
2024
Q3 		$1.23M Sell
41,811
-5,868
-12% -$170K ﹤0.01% 3194
2024
Q2 		$1.34M Sell
47,679
-1,560
-3% -$45.4K ﹤0.01% 2973
2024
Q1 		$1.46M Sell
49,239
-8,454
-15% -$255K ﹤0.01% 2840
2023
Q4 		$2.07M Buy
57,693
+6,591
+13% +$214K ﹤0.01% 2375
2023
Q3 		$1.87M Sell
51,102
-2,136
-4% -$92.1K ﹤0.01% 2350
2023
Q2 		$2.41M Sell
53,238
-4,584
-8% -$200K ﹤0.01% 2083
2023
Q1 		$2.69M Sell
57,822
-345
-0.6% -$16.7K ﹤0.01% 1919
2022
Q4 		$2.65M Sell
58,167
-5,824
-9% -$305K ﹤0.01% 1869
2022
Q3 		$3.55M Sell
63,991
-2,332
-4% -$138K ﹤0.01% 1610
2022
Q2 		$3.22M Sell
66,323
-14,793
-18% -$775K ﹤0.01% 1681
2022
Q1 		$5.14M Sell
81,116
-65,106
-45% -$3.67M ﹤0.01% 1419
2021
Q4 		$9.38M Sell
146,222
-441
-0.3% -$31.6K 0.01% 1053
2021
Q3 		$9.7M Buy
146,663
+12,216
+9% +$856K 0.01% 984
2021
Q2 		$10.2M Buy
134,447
+6,099
+5% +$435K 0.01% 899
2021
Q1 		$10M Buy
128,348
+68,800
+116% +$5.96M 0.01% 824
2020
Q4 		$4.77M Buy
59,548
+52,528
+748% +$3.43M 0.01% 1146
2020
Q3 		$389K Buy
+7,020
New +$342K ﹤0.01% 2689

Other funds holding ACES

Wealthfront Advisers
Wealthfront Advisers Palo Alto, California $52.7B AUM 16.5% 1-Year Est. Return
Waystone Advisors
Waystone Advisors Redmond, Washington $134M AUM 14.93% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return
Trillium Asset Management
Trillium Asset Management Boston, Massachusetts $3.19B AUM 19.69% 1-Year Est. Return
US Bancorp
US Bancorp Minneapolis, Minnesota $92B AUM 22.91% 1-Year Est. Return
Smithfield Trust
Smithfield Trust Pittsburgh, Pennsylvania $2.51B AUM 13.63% 1-Year Est. Return
Jacobi Capital Management
Jacobi Capital Management Pittston, Pennsylvania $2.11B AUM 19.6% 1-Year Est. Return
Aspect Partners
Aspect Partners Fairfax, Virginia $264M AUM 15.76% 1-Year Est. Return
Phillip James Consulting
Phillip James Consulting Plymouth, Minnesota $149M AUM 13.83% 1-Year Est. Return
Rossby Financial
Rossby Financial Melbourne, Florida $673M AUM 21.47% 1-Year Est. Return

LPL Financial's ACES Position: Q3 2026 in Review

LPL Financial increased its ALPS Clean Energy ETF (ACES) stake by 39% in Q3 2026, buying an estimated $244K and bringing the position to 28,137 shares worth $778K. The position accounts for ﹤0.01% of the portfolio, ranked #4746.

LPL Financial first reported a position in ACES in Q3 2020 and has held it in 25 quarters since. The position peaked at $10.2M in Q2 2021. 25 funds tracked by Wall St. Rank hold ACES as of Q3 2026.

  • LPL Financial held 28,137 shares of ALPS Clean Energy ETF worth $778K as of Q3 2026.
  • LPL Financial bought 7,862 ALPS Clean Energy ETF shares in Q3 2026, an estimated $244K.
  • ALPS Clean Energy ETF made up ﹤0.01% of LPL Financial's portfolio in Q3 2026, its #4746 holding.
  • LPL Financial first reported a position in ALPS Clean Energy ETF in Q3 2020 and has held it in 25 quarters since.
  • LPL Financial's ALPS Clean Energy ETF position peaked at $10.2M in Q2 2021.
  • 25 funds tracked by Wall St. Rank held ALPS Clean Energy ETF as of Q3 2026.

Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.