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ALPS Clean Energy ETF
ACES

66 hedge funds and large institutions have $197M invested in ALPS Clean Energy ETF in 2023 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 16 increasing their positions, 20 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

3% more funds holding

Funds holding: 64 → 66 (+2)

1.95% less ownership

Funds ownership: 67.52% → 65.58% (-1.9%)

20% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 20

22% less capital invested

Capital invested by funds: $254M → $197M (-$57.1M)

Holders
66
Holders Change
+2
Holders Change %
+3.13%
% of All Funds
0.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
16
Reduced
20
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
+$4.3M
2
Morgan Stanley
Morgan Stanley
New York
+$3.31M
3
Citadel Advisors
Citadel Advisors
Florida
+$1.34M
4
Jane Street
Jane Street
New York
+$1.3M
5
FTUS
Flow Traders U.S.
New York
+$1.21M

Top Sellers

1
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
-$48M
2
Bank of America
Bank of America
North Carolina
-$3.3M
3
TFA
Tobias Financial Advisors
Florida
-$3.07M
4
Millennium Management
Millennium Management
New York
-$2.15M
5
DS
Dudley & Shanley
Florida
-$1.97M
Name Holding Trade Value Shares
Change 		Change in
Stake
CIBC Private Wealth Group
1
CIBC Private Wealth Group
Georgia
$141M -$48M -1,478,260 -27%
Jane Street
2
Jane Street
New York
$13.4M +$1.3M +40,111 +12%
Morgan Stanley
3
Morgan Stanley
New York
$8.7M +$3.31M +101,917 +73%
Northwestern Mutual Wealth Management
4
Northwestern Mutual Wealth Management
Wisconsin
$8.29M +$4.3M +132,516 +135%
Wealthfront Advisers
5
Wealthfront Advisers
California
$2.5M -$663K -20,438 -23%
MD
6
Money Design
Japan
$2.4M -$42.8K -1,318 -2%
LPL Financial
7
LPL Financial
California
$2.07M +$214K +6,591 +13%
Bank of America
8
Bank of America
North Carolina
$1.96M -$3.3M -101,675 -65%
Citadel Advisors
9
Citadel Advisors
Florida
$1.48M +$1.34M +41,271 New
FTUS
10
Flow Traders U.S.
New York
$1.34M +$1.21M +37,255 New
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.33M -$40.5K -1,249 -3%
NWA
12
Navis Wealth Advisors
New York
$963K +$294K +9,066 +51%
Truist Financial
13
Truist Financial
North Carolina
$922K -$65.1K -2,006 -7%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$902K +$135K +4,152 +20%
UBS Group
15
UBS Group
Switzerland
$886K -$97.8K -3,015 -11%
D.E. Shaw & Co
16
D.E. Shaw & Co
New York
$708K +$640K +19,718 New
Brown Advisory
17
Brown Advisory
Maryland
$644K +$6.62K +204 +1%
RJA
18
Raymond James & Associates
Florida
$571K -$111K -3,416 -18%
Creative Planning
19
Creative Planning
Kansas
$555K +$119K +3,673 +31%
SWP
20
Stratos Wealth Partners
Ohio
$513K -$15.1K -466 -3%
Focus Partners Wealth
21
Focus Partners Wealth
Massachusetts
$478K +$432K +13,303 New
Rockefeller Capital Management
22
Rockefeller Capital Management
New York
$454K +$410K +12,635 New
AAS
23
Avantax Advisory Services
Texas
$454K -$77.2K -2,380 -16%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$444K -$543K -16,741 -58%
MML Investors Services
25
MML Investors Services
Massachusetts
$417K -$17.1K -528 -4%
1
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ACES Hedge Fund Activity: Q4 2023 in Review

66 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in ALPS Clean Energy ETF (ACES) for Q4 2023, worth a combined $197M — down 22% from $254M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new ACES positions and 12 closed out — a net gain of 3 holders — while 16 added to existing stakes and 20 trimmed.

The largest buyer was Northwestern Mutual Wealth Management, adding an estimated $4.3M. The largest seller was CIBC Private Wealth Group, cutting an estimated $48M.

  • 66 institutional investors held ALPS Clean Energy ETF (ACES) as of Q4 2023, up from 64 in Q3 2023.
  • Funds reported $197M of ALPS Clean Energy ETF stock for Q4 2023, down 22% quarter-over-quarter.
  • 15 funds opened new ALPS Clean Energy ETF positions in Q4 2023 and 12 closed out, a net change of +3 holders.
  • The largest ALPS Clean Energy ETF buyer in Q4 2023 was Northwestern Mutual Wealth Management, an estimated $4.3M added.
  • The largest ALPS Clean Energy ETF seller in Q4 2023 was CIBC Private Wealth Group, an estimated $48M sold.

Based on aggregated 13F filings for Q4 2023.