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ALPS Clean Energy ETF
ACES

67 hedge funds and large institutions have $513M invested in ALPS Clean Energy ETF in 2020 Q4 according to their latest regulatory filings, with 34 funds opening new positions, 25 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,033% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 3

525% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 4

90% more capital invested

Capital invested by funds: $270M → $513M (+$243M)

76% more funds holding

Funds holding: 38 → 67 (+29)

2.09% less ownership

Funds ownership: 67.93% → 65.84% (-2.1%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $216K

Holders
67
Holders Change
+29
Holders Change %
+76.32%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
34
Increased
25
Reduced
4
Closed
3
Calls
–
Puts
$216K
Net Calls
-$216K
Net Calls Change
-$216K

Top Buyers

1
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
+$61.9M
2
BCM
Brookstone Capital Management
Illinois
+$5.92M
3
FI
FormulaFolio Investments
Michigan
+$5.85M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$4.39M
5
LPL Financial
LPL Financial
California
+$3.43M

Top Sellers

1
Jane Street
Jane Street
New York
-$6.52M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$252K
3
APA
American Portfolios Advisors
New York
-$73.4K
4
GT
Glenmede Trust
Pennsylvania
-$53K
5
SWP
Stratos Wealth Partners
Ohio
-$45.8K
Name Holding Trade Value Shares
Change 		Change in
Stake
CIBC Private Wealth Group
1
CIBC Private Wealth Group
Georgia
$426M +$61.9M +946,793 +22%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$19.9M +$4.39M +67,165 +37%
BCM
3
Brookstone Capital Management
Illinois
$7.26M +$5.92M +90,597 New
FI
4
FormulaFolio Investments
Michigan
$7.17M +$5.85M +89,482 New
Jane Street
5
Jane Street
New York
$6.43M -$6.52M -99,686 -55%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$4.97M +$1.91M +29,148 +89%
LPL Financial
7
LPL Financial
California
$4.77M +$3.43M +52,528 +748%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.71M +$1.89M +28,851 +580%
NWA
9
Navis Wealth Advisors
New York
$2.57M +$2.1M +32,099 New
MAG
10
MRA Advisory Group
New Jersey
$2.16M +$1.76M +26,976 New
Rockefeller Capital Management
11
Rockefeller Capital Management
New York
$2.1M +$1.72M +26,275 New
Morgan Stanley
12
Morgan Stanley
New York
$1.99M +$1.61M +24,658 +11,855%
EF
13
Empowered Funds
Pennsylvania
$1.63M +$1.33M +20,370 New
FEM
14
Fulcrum Equity Management
Texas
$1.63M +$3.01K +46 +0.2%
SWP
15
Stratos Wealth Partners
Ohio
$1.47M -$45.8K -700 -4%
SAS
16
Stelac Advisory Services
New York
$1.37M +$940K +14,384 +532%
CA
17
Cetera Advisors
Colorado
$1.28M +$1.05M +16,012 New
Osaic Holdings
18
Osaic Holdings
Arizona
$1.28M +$543K +8,301 +108%
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$942K +$617K +9,431 +407%
Truist Financial
20
Truist Financial
North Carolina
$894K +$20.3K +311 +3%
KAS
21
Kestra Advisory Services
Texas
$835K +$679K +10,384 +15,271%
US Bancorp
22
US Bancorp
Minnesota
$825K +$103K +1,569 +18%
PA
23
PFG Advisors
Arizona
$782K +$638K +9,761 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$761K +$622K +9,506 New
AIFAIM
25
American Institute for Advanced Investment Management
Arizona
$723K +$590K +9,016 New
1
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ACES Hedge Fund Activity: Q4 2020 in Review

67 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in ALPS Clean Energy ETF (ACES) for Q4 2020, worth a combined $513M — up 90% from $270M a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new ACES positions and 3 closed out — a net gain of 31 holders — while 25 added to existing stakes and 4 trimmed.

The largest buyer was CIBC Private Wealth Group, adding an estimated $61.9M. The largest seller was Jane Street, cutting an estimated $6.52M.

  • 67 institutional investors held ALPS Clean Energy ETF (ACES) as of Q4 2020, up from 38 in Q3 2020.
  • Funds reported $513M of ALPS Clean Energy ETF stock for Q4 2020, up 90% quarter-over-quarter.
  • 34 funds opened new ALPS Clean Energy ETF positions in Q4 2020 and 3 closed out, a net change of +31 holders.
  • The largest ALPS Clean Energy ETF buyer in Q4 2020 was CIBC Private Wealth Group, an estimated $61.9M added.
  • The largest ALPS Clean Energy ETF seller in Q4 2020 was Jane Street, an estimated $6.52M sold.

Based on aggregated 13F filings for Q4 2020.