Sigma Planning Corp’s ALPS Clean Energy ETF ACES Stock Holding History

Sigma Planning Corp’s Portfolio ACES Stock Details ACES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-6,544	Closed	-$496K	–	1375
2021 Q2	$496K	Buy	6,544 +106	+2%	+$7.57K	0.01%	835
2021 Q1	$502K	Sell	6,438 -145	-2%	-$12.6K	0.02%	766
2020 Q4	$528K	Buy	6,583 +211	+3%	+$13.8K	0.02%	674
2020 Q3	$353K	Buy	6,372 +124	+2%	+$6.04K	0.01%	740
2020 Q2	$244K	Buy	+6,248	New	+$216K	0.01%	860

Other funds holding ACES

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

Clal Insurance Tel-Aviv, Israel $16.6B AUM 68.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

EFL

ERn Financial LLC Middleton, Wisconsin $532M AUM 15.53% 1-Year Est. Return

Sigma Planning Corp's ACES Position: Q3 2021 in Review

Sigma Planning Corp sold out of ALPS Clean Energy ETF (ACES) in Q3 2021, closing a stake of 6,544 shares — an estimated $496K sold.

Sigma Planning Corp first reported a position in ACES in Q2 2020 and held it in 5 quarters. The position peaked at $528K in Q4 2020. 83 funds tracked by Wall St. Rank hold ACES as of Q3 2021.

Sigma Planning Corp reported no remaining ALPS Clean Energy ETF position as of Q3 2021 after selling out during the quarter.
Sigma Planning Corp sold 6,544 ALPS Clean Energy ETF shares in Q3 2021, an estimated $496K.
Sigma Planning Corp first reported a position in ALPS Clean Energy ETF in Q2 2020 and held it in 5 quarters.
Sigma Planning Corp's ALPS Clean Energy ETF position peaked at $528K in Q4 2020.
83 funds tracked by Wall St. Rank held ALPS Clean Energy ETF as of Q3 2021.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.