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ALPS Clean Energy ETF

92 hedge funds and large institutions have $682M invested in ALPS Clean Energy ETF in 2021 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 38 increasing their positions, 10 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

280% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 10

260% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 10

105% more call options, than puts

Call options by funds: $428K | Put options by funds: $209K

37% more funds holding

Funds holding: 6792 (+25)

33% more capital invested

Capital invested by funds: $513M → $682M (+$169M)

0.98% less ownership

Funds ownership: 65.84%64.86% (-0.98%)

Holders
92
Holders Change
+25
Holders Change %
+37.31%
% of All Funds
1.62%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
36
Increased
38
Reduced
10
Closed
10
Calls
$428K
Puts
$209K
Net Calls
+$219K
Net Calls Change
+$435K
Name Holding Trade Value Shares
Change
Change in
Stake
LNC
51
Lincoln National Corp
Pennsylvania
$355K +$394K +4,545 New
JCM
52
Jacobi Capital Management
Pennsylvania
$343K +$381K +4,391 New
3LCM
53
3D/L Capital Management
Connecticut
$316K +$351K +4,050 New
Cetera Investment Advisers
54
Cetera Investment Advisers
Illinois
$286K +$318K +3,666 New
PFC
55
Phocas Financial Corp
California
$273K +$303K +3,495 New
Stifel Financial
56
Stifel Financial
Missouri
$267K +$16.9K +195 +6%
BOS
57
Bingham Osborn & Scarborough
California
$266K +$296K +3,410 New
SFP
58
Shepherd Financial Partners
Massachusetts
$241K +$268K +3,094 New
SFS
59
Sowell Financial Services
Arkansas
$227K +$29.1K +336 +11%
GRP
60
Global Retirement Partners
California
$226K +$18.3K +211 +8%
FAIM
61
Financial Advocates Investment Management
Washington
$213K +$236K +2,727 New
SXL
62
Summit X LLC
Missouri
$207K +$228K +2,630 New
Envestnet Asset Management
63
Envestnet Asset Management
Illinois
$207K +$230K +2,659 New
FFS
64
Founders Financial Securities
Maryland
$204K
CAPTRUST Financial Advisors
65
CAPTRUST Financial Advisors
North Carolina
$175K +$89.4K +1,031 +85%
HI
66
Harbour Investments
Wisconsin
$108K +$120K +1,383 New
APA
67
American Portfolios Advisors
New York
$103K +$19.9K +230 +21%
Citigroup
68
Citigroup
New York
$101K +$113K +1,300 New
CFA
69
Carroll Financial Associates
North Carolina
$100K
WIM
70
Westside Investment Management
California
$78K +$533K +6,145 +12,290%
AWA
71
Arkadios Wealth Advisors
Georgia
$72K +$81K +935 New
PNC Financial Services Group
72
PNC Financial Services Group
Pennsylvania
$69K +$21.7K +250 +40%
Wells Fargo
73
Wells Fargo
California
$59K +$64.8K +748 +37,400%
William Blair & Company
74
William Blair & Company
Illinois
$55K +$43.3K +500 +250%
IFAM
75
Institutional & Family Asset Management
Colorado
$46K +$37.6K +434 +289%

ACES Hedge Fund Activity: Q1 2021 in Review

92 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in ALPS Clean Energy ETF (ACES) for Q1 2021, worth a combined $682M — up 33% from $513M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new ACES positions and 10 closed out — a net gain of 26 holders — while 38 added to existing stakes and 10 trimmed.

The largest buyer was Clal Insurance, opening a new position worth an estimated $149M. The largest seller was Royal Bank of Canada, cutting an estimated $8.01M.

  • 92 institutional investors held ALPS Clean Energy ETF (ACES) as of Q1 2021, up from 67 in Q4 2020.
  • Funds reported $682M of ALPS Clean Energy ETF stock for Q1 2021, up 33% quarter-over-quarter.
  • 36 funds opened new ALPS Clean Energy ETF positions in Q1 2021 and 10 closed out, a net change of +26 holders.
  • The largest ALPS Clean Energy ETF buyer in Q1 2021 was Clal Insurance, an estimated $149M added.
  • The largest ALPS Clean Energy ETF seller in Q1 2021 was Royal Bank of Canada, an estimated $8.01M sold.

Based on aggregated 13F filings for Q1 2021.