3D/L Capital Management’s ALPS Clean Energy ETF ACES Stock Holding History

3D/L Capital Management’s Portfolio ACES Stock Details ACES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-3,742	Closed	-$208K	–	105
2022 Q3	$208K	Sell	3,742 -818	-18%	-$48.5K	0.06%	95
2022 Q2	$222K	Sell	4,560 -209	-4%	-$10.9K	0.06%	98
2022 Q1	$302K	Buy	4,769 +392	+9%	+$22.1K	0.07%	94
2021 Q4	$281K	Buy	4,377 +153	+4%	+$11K	0.07%	106
2021 Q3	$279K	Buy	4,224 +36	+0.9%	+$2.52K	0.07%	104
2021 Q2	$318K	Buy	4,188 +138	+3%	+$9.85K	0.08%	99
2021 Q1	$316K	Buy	+4,050	New	+$351K	0.08%	88

Other funds holding ACES

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

Clal Insurance Tel-Aviv, Israel $16.6B AUM 68.34% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Money Design Tokyo, Japan $2.14B AUM 10.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wealthfront Advisers Palo Alto, California $45.6B AUM 18.83% 1-Year Est. Return

Dudley & Shanley Palm Beach, Florida $662M AUM 10.7% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

3D/L Capital Management's ACES Position: Q4 2022 in Review

3D/L Capital Management sold out of ALPS Clean Energy ETF (ACES) in Q4 2022, closing a stake of 3,742 shares — an estimated $208K sold.

3D/L Capital Management first reported a position in ACES in Q1 2021 and held it in 7 quarters. The position peaked at $318K in Q2 2021. 79 funds tracked by Wall St. Rank hold ACES as of Q4 2022.

3D/L Capital Management reported no remaining ALPS Clean Energy ETF position as of Q4 2022 after selling out during the quarter.
3D/L Capital Management sold 3,742 ALPS Clean Energy ETF shares in Q4 2022, an estimated $208K.
3D/L Capital Management first reported a position in ALPS Clean Energy ETF in Q1 2021 and held it in 7 quarters.
3D/L Capital Management's ALPS Clean Energy ETF position peaked at $318K in Q2 2021.
79 funds tracked by Wall St. Rank held ALPS Clean Energy ETF as of Q4 2022.

Based on 3D/L Capital Management's 13F filing for Q4 2022, filed 13 Feb 2023.