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ALPS Clean Energy ETF

83 hedge funds and large institutions have $604M invested in ALPS Clean Energy ETF in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 35 increasing their positions, 25 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 25

0.33% less ownership

Funds ownership: 67.26%66.94% (-0.33%)

3% less funds holding

Funds holding: 8683 (-3)

10% less capital invested

Capital invested by funds: $673M → $604M (-$69M)

15% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 13

Holders
83
Holders Change
-3
Holders Change %
-3.49%
% of All Funds
1.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
35
Reduced
25
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$1.08M -$85.3K -1,218 -7%
Truist Financial
27
Truist Financial
North Carolina
$970K +$142K +2,027 +16%
Citadel Advisors
28
Citadel Advisors
Florida
$954K +$776K +11,078 +332%
AIFAIM
29
American Institute for Advanced Investment Management
Arizona
$921K -$25.6K -365 -3%
Osaic Holdings
30
Osaic Holdings
Arizona
$901K -$239K -3,417 -20%
MML Investors Services
31
MML Investors Services
Massachusetts
$851K -$2.94K -42 -0.3%
US Bancorp
32
US Bancorp
Minnesota
$809K +$246K +3,507 +40%
RJFSA
33
Raymond James Financial Services Advisors
Florida
$805K -$242K -3,460 -22%
KPCM
34
Kings Point Capital Management
New York
$651K +$30K +428 +5%
NFG
35
Next Financial Group
Texas
$622K -$21.4K -305 -3%
WS
36
Wedbush Securities
California
$560K +$1.54K +22 +0.3%
DADC
37
D.A. Davidson & Co
Montana
$544K
VF
38
Virtu Financial
New York
$534K +$566K +8,081 New
LNC
39
Lincoln National Corp
Pennsylvania
$501K +$39K +557 +8%
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$471K +$143K +2,041 +40%
Creative Planning
41
Creative Planning
Kansas
$452K +$59.3K +847 +14%
HI
42
Hudock Inc
Pennsylvania
$406K -$70.7K -1,009 -14%
HNB
43
Huntington National Bank
Ohio
$401K
EH
44
Equitable Holdings
New York
$400K -$179K -2,556 -30%
Thrivent Financial for Lutherans
45
Thrivent Financial for Lutherans
Minnesota
$378K
LSA
46
L & S Advisors
California
$325K +$3.29K +47 +1%
B
47
Bailard
California
$314K +$91.9K +1,312 +38%
JCM
48
Jacobi Capital Management
Pennsylvania
$282K -$2.17K -31 -0.7%
CG
49
Colony Group
Massachusetts
$280K +$24.5K +349 +9%
3LCM
50
3D/L Capital Management
Connecticut
$279K +$2.52K +36 +0.9%

ACES Hedge Fund Activity: Q3 2021 in Review

83 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ALPS Clean Energy ETF (ACES) for Q3 2021, worth a combined $604M — down 10% from $673M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of ACES and 11 opened new positions — a net loss of 2 holders — while 25 trimmed existing stakes and 35 added.

The largest buyer was CIBC Private Wealth Group, adding an estimated $5.73M. The largest seller was Atria Investments, exiting entirely with an estimated $1.4M sold.

  • 83 institutional investors held ALPS Clean Energy ETF (ACES) as of Q3 2021, down from 86 in Q2 2021.
  • Funds reported $604M of ALPS Clean Energy ETF stock for Q3 2021, down 10% quarter-over-quarter.
  • 11 funds opened new ALPS Clean Energy ETF positions in Q3 2021 and 13 closed out, a net change of -2 holders.
  • The largest ALPS Clean Energy ETF buyer in Q3 2021 was CIBC Private Wealth Group, an estimated $5.73M added.
  • The largest ALPS Clean Energy ETF seller in Q3 2021 was Atria Investments, an estimated $1.4M sold.

Based on aggregated 13F filings for Q3 2021.