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ALPS Clean Energy ETF
ACES

67 hedge funds and large institutions have $513M invested in ALPS Clean Energy ETF in 2020 Q4 according to their latest regulatory filings, with 34 funds opening new positions, 25 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,033% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 3

525% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 4

90% more capital invested

Capital invested by funds: $270M → $513M (+$243M)

76% more funds holding

Funds holding: 38 → 67 (+29)

2.09% less ownership

Funds ownership: 67.93% → 65.84% (-2.1%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $216K

Holders
67
Holders Change
+29
Holders Change %
+76.32%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
34
Increased
25
Reduced
4
Closed
3
Calls
–
Puts
$216K
Net Calls
-$216K
Net Calls Change
-$216K

Top Buyers

1
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
+$61.9M
2
BCM
Brookstone Capital Management
Illinois
+$5.92M
3
FI
FormulaFolio Investments
Michigan
+$5.85M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$4.39M
5
LPL Financial
LPL Financial
California
+$3.43M

Top Sellers

1
Jane Street
Jane Street
New York
-$6.52M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$252K
3
APA
American Portfolios Advisors
New York
-$73.4K
4
GT
Glenmede Trust
Pennsylvania
-$53K
5
SWP
Stratos Wealth Partners
Ohio
-$45.8K
Name Holding Trade Value Shares
Change 		Change in
Stake
MML Investors Services
26
MML Investors Services
Massachusetts
$676K +$551K +8,431 New
RJFSA
27
Raymond James Financial Services Advisors
Florida
$626K +$106K +1,617 +26%
Simplex Trading
28
Simplex Trading
Illinois
$604K +$473K +7,239 +2,366%
WWMSC
29
Wagner Wealth Management (South Carolina)
South Carolina
$595K +$485K +7,424 New
DADC
30
D.A. Davidson & Co
Montana
$533K +$435K +6,655 New
SPC
31
Sigma Planning Corp
Michigan
$528K +$13.8K +211 +3%
UBS Group
32
UBS Group
Switzerland
$481K – – –
Thrivent Financial for Lutherans
33
Thrivent Financial for Lutherans
Minnesota
$453K – – –
HI
34
Hudock Inc
Pennsylvania
$443K +$228K +3,480 +169%
SCP
35
Stamos Capital Partners
California
$393K +$320K +4,900 New
Citadel Advisors
36
Citadel Advisors
Florida
$380K +$310K +4,736 New
B
37
Bailard
California
$366K +$299K +4,568 New
RJA
38
Raymond James & Associates
Florida
$339K +$276K +4,227 New
Creative Planning
39
Creative Planning
Kansas
$311K +$253K +3,876 New
Bank of America
40
Bank of America
North Carolina
$280K +$209K +3,202 +1,104%
PAG
41
Private Advisor Group
New Jersey
$272K +$221K +3,386 New
CCFM
42
Clear Creek Financial Management
Washington
$271K +$222K +3,390 New
Stifel Financial
43
Stifel Financial
Missouri
$258K +$211K +3,221 New
SFS
44
Sowell Financial Services
Arkansas
$244K -$7.91K -121 -4%
Wolverine Trading
45
Wolverine Trading
Illinois
$218K +$179K +2,731 New
GRP
46
Global Retirement Partners
California
$215K +$162K +2,481 +1,241%
FFS
47
Founders Financial Securities
Maryland
$210K +$171K +2,615 New
PFC
48
Phocas Financial Corp
California
$201K – – –
NFG
49
Next Financial Group
Texas
$166K +$116K +1,771 +590%
LFASL
50
Lugano Financial Advisors SA (LFA)
Switzerland
$118K – – –
1
2
3

ACES Hedge Fund Activity: Q4 2020 in Review

67 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in ALPS Clean Energy ETF (ACES) for Q4 2020, worth a combined $513M — up 90% from $270M a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new ACES positions and 3 closed out — a net gain of 31 holders — while 25 added to existing stakes and 4 trimmed.

The largest buyer was CIBC Private Wealth Group, adding an estimated $61.9M. The largest seller was Jane Street, cutting an estimated $6.52M.

  • 67 institutional investors held ALPS Clean Energy ETF (ACES) as of Q4 2020, up from 38 in Q3 2020.
  • Funds reported $513M of ALPS Clean Energy ETF stock for Q4 2020, up 90% quarter-over-quarter.
  • 34 funds opened new ALPS Clean Energy ETF positions in Q4 2020 and 3 closed out, a net change of +31 holders.
  • The largest ALPS Clean Energy ETF buyer in Q4 2020 was CIBC Private Wealth Group, an estimated $61.9M added.
  • The largest ALPS Clean Energy ETF seller in Q4 2020 was Jane Street, an estimated $6.52M sold.

Based on aggregated 13F filings for Q4 2020.