UBS’s Source Capital SOR Stock Holding History

UBS’s Portfolio SOR Stock Details SOR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$1.04M	Buy	16,046 +988	+7%	+$67.1K	﹤0.01%	3546
2014 Q2	$1.05M	Sell	15,058 -116	-0.8%	-$7.92K	﹤0.01%	3486
2014 Q1	$1.04M	Buy	15,174 +1,544	+11%	+$104K	﹤0.01%	3448
2013 Q4	$915K	Sell	13,630 -208	-2%	-$13.3K	﹤0.01%	3645
2013 Q3	$860K	Buy	13,838 +914	+7%	+$57.6K	﹤0.01%	3522
2013 Q2	$798K	Buy	+12,924	New	+$784K	﹤0.01%	3583

Other funds holding SOR

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

MAA

Mraz Amerine & Associates Modesto, California $697M AUM 19.37% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

SRC

Stone Run Capital New York $254M AUM 12.86% 1-Year Est. Return

UBS's SOR Position: Q3 2014 in Review

UBS increased its Source Capital (SOR) stake by 6.6% in Q3 2014, buying an estimated $67.1K and bringing the position to 16,046 shares worth $1.04M. The position accounts for ﹤0.01% of the portfolio, ranked #3546.

UBS first reported a position in SOR in Q2 2013 and has held it in 6 quarters since. The position peaked at $1.05M in Q2 2014. 57 funds tracked by Wall St. Rank hold SOR as of Q3 2014.

UBS held 16,046 shares of Source Capital worth $1.04M as of Q3 2014.
UBS bought 988 Source Capital shares in Q3 2014, an estimated $67.1K.
Source Capital made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3546 holding.
UBS first reported a position in Source Capital in Q2 2013 and has held it in 6 quarters since.
UBS's Source Capital position peaked at $1.05M in Q2 2014.
57 funds tracked by Wall St. Rank held Source Capital as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.