UBS’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

UBS’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$1.16M	Sell	31,943 -460	-1%	-$17.6K	﹤0.01%	3447
2014 Q2	$1.2M	Buy	32,403 +28,745	+786%	+$1.06M	﹤0.01%	3374
2014 Q1	$134K	Buy	3,658 +3,114	+572%	+$113K	﹤0.01%	5649
2013 Q4	$20K	Sell	544 -49	-8%	-$1.74K	﹤0.01%	8151
2013 Q3	$21K	Buy	593 +121	+26%	+$4.08K	﹤0.01%	7990
2013 Q2	$16K	Buy	+472	New	+$17.4K	﹤0.01%	8134

Other funds holding FEMS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Atwood & Palmer Kansas City, Missouri $1.87B AUM 24.22% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BFA

Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

UBS's FEMS Position: Q3 2014 in Review

UBS reduced its First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) stake by 1.4% in Q3 2014, selling an estimated $17.6K and leaving 31,943 shares worth $1.16M. The position accounts for ﹤0.01% of the portfolio, ranked #3447.

UBS first reported a position in FEMS in Q2 2013 and has held it in 6 quarters since. The position peaked at $1.2M in Q2 2014. 28 funds tracked by Wall St. Rank hold FEMS as of Q3 2014.

UBS held 31,943 shares of First Trust Emerging Markets Small Cap AlphaDEX Fund worth $1.16M as of Q3 2014.
UBS sold 460 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q3 2014, an estimated $17.6K.
First Trust Emerging Markets Small Cap AlphaDEX Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3447 holding.
UBS first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q2 2013 and has held it in 6 quarters since.
UBS's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $1.2M in Q2 2014.
28 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.