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Theory Financial Portfolio holdings

AUM $285M
1-Year Est. Return 14.75%
This Fund
S&P 500
This Quarter Est. Return
+1.23%
1 Year Est. Return
+14.75%
3 Year Est. Return
+40.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$297M
AUM Growth
+$13.2M
Cap. Flow
+$6.07M
Cap. Flow %
2.05%
Top 10 Hldgs %
42.44%
Holding
102
New
12
Increased
40
Reduced
36
Closed
1

Top Buys

Rank Stock Value
1
CTA icon
Simplify Managed Futures Strategy ETF
CTA
+$5.41M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$4.41M
3
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$2.25M
4
PICK icon
iShares MSCI Global Metals & Mining Producers ETF
PICK
+$2.22M
5
GLD icon
SPDR Gold Trust
GLD
+$1.77M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.08M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$2.94M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$2.76M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.91M
5
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$1.74M

Sector Composition

Rank Sector Weight
1 Healthcare 0.58%
2 Technology 0.46%
3 Communication Services 0.37%
4 Financials 0.29%
5 Energy 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
51
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$1.26M 0.42%
1,821
+13
+0.7% +$8.79K
SPTS icon
52
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$1.26M 0.42%
43,036
-94,042
-69% -$2.76M
IWF icon
53
iShares Russell 1000 Growth ETF
IWF
$117B
$1.21M 0.41%
10,268
– –
OEF icon
54
iShares S&P 100 ETF
OEF
$19.5B
$1.13M 0.38%
3,296
+379
+13% +$129K
LCTU icon
55
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.19B
$1.07M 0.36%
14,226
+380
+3% +$28K
SUSC icon
56
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$1.02M 0.34%
43,488
-300
-0.7% -$7.06K
ALNY icon
57
Alnylam Pharmaceuticals
ALNY
$38.3B
$992K 0.33%
+2,744
New +$1.21M
EAGG icon
58
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.97B
$969K 0.33%
20,166
+173
+0.9% +$8.32K
EMB icon
59
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$889K 0.3%
9,185
+451
+5% +$43.3K
SHLD icon
60
Global X Defense Tech ETF
SHLD
$6.92B
$874K 0.29%
11,479
+311
+3% +$20.5K
ESGU icon
61
iShares ESG Aware MSCI USA ETF
ESGU
$17.5B
$797K 0.27%
5,271
-235
-4% -$34.7K
DSI icon
62
iShares MSCI KLD 400 Social ETF
DSI
$5.1B
$774K 0.26%
5,882
+143
+2% +$18.3K
TLH icon
63
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$764K 0.26%
7,453
-2,606
-26% -$269K
HIMU
64
iShares High Yield Muni Active ETF
HIMU
$2.39B
$689K 0.23%
14,043
+202
+1% +$9.91K
GOOGL icon
65
Alphabet (Google) Class A
GOOGL
$4.12T
$673K 0.23%
2,020
– –
BRK.B icon
66
Berkshire Hathaway Class B
BRK.B
$1.1T
$591K 0.2%
1,223
– –
AMZN icon
67
Amazon
AMZN
$2.44T
$529K 0.18%
2,218
-50
-2% -$11.4K
AAPL icon
68
Apple
AAPL
$4.97T
$505K 0.17%
1,978
-45
-2% -$12.1K
EUSB icon
69
iShares ESG Advanced Universal USD Bond ETF
EUSB
$711M
$505K 0.17%
11,478
-15
-0.1% -$660
USXF icon
70
iShares ESG Advanced MSCI USA ETF
USXF
$1.37B
$486K 0.16%
8,251
+167
+2% +$9.61K
SCHV
71
Schwab US Large-Cap Value ETF
SCHV
$15.6B
$482K 0.16%
15,618
– –
VUG icon
72
Vanguard Morningstar Growth ETF
VUG
$212B
$455K 0.15%
5,604
– –
IEFA icon
73
iShares Core MSCI EAFE ETF
IEFA
$186B
$432K 0.15%
4,604
– –
XOM icon
74
ExxonMobil
XOM
$650B
$429K 0.14%
3,183
– –
ESGE icon
75
iShares ESG Aware MSCI EM ETF
ESGE
$6.27B
$420K 0.14%
8,825
+1,957
+28% +$86.3K
1 2
3
4 5

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Theory Financial's Q4 2025 Portfolio in Review

As of Q4 2025, Theory Financial held 102 positions worth $297M, up 4.6% from $284M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Theory Financial's Q4 2025 filing shows 12 new, 40 increased, 36 reduced and 1 closed positions. Its largest new stake was Simplify Managed Futures Strategy ETF: 197,148 shares worth $5.62M. The largest sale was State Street Consumer Staples Select Sector SPDR ETF, an estimated $3.08M.

By sector, the portfolio is most concentrated in Healthcare at 0.58% of assets, up from 0.26% a quarter earlier, followed by Technology and Communication Services.

  • Theory Financial's largest Q4 2025 buy was Simplify Managed Futures Strategy ETF: 197,148 shares worth $5.62M.
  • Theory Financial added most to SPDR Gold Trust in Q4 2025, an estimated $1.77M increase.
  • Theory Financial's biggest Q4 2025 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $3.08M.
  • Theory Financial fully exited iShares 0-5 Year TIPS Bond ETF in Q4 2025, selling an estimated $622K.
  • Theory Financial's ten largest holdings make up 42% of its $297M portfolio in Q4 2025.
  • Theory Financial opened 12 new positions and closed 1 in Q4 2025.
  • Theory Financial's portfolio value rose 4.6% quarter-over-quarter to $297M.

Based on Theory Financial's 13F filing for Q4 2025, filed 10 Feb 2026.