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TF

Theory Financial Portfolio holdings

AUM $285M
1-Year Est. Return 14.75%
This Fund
S&P 500
This Quarter Est. Return
-2.98%
1 Year Est. Return
+14.75%
3 Year Est. Return
+40.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$151M
AUM Growth
-$2.3M
Cap. Flow
+$5.2M
Cap. Flow %
3.44%
Top 10 Hldgs %
45.8%
Holding
65
New
17
Increased
7
Reduced
25
Closed
6

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$4.78M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$3.53M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$3.42M
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$3.4M
5
VFH icon
Vanguard Financials ETF
VFH
+$3.28M

Top Sells

Rank Stock Value
1
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$4.04M
2
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$3.65M
3
PEZ icon
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
+$3.46M
4
XSW icon
State Street SPDR S&P Software & Services ETF
XSW
+$3.46M
5
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$3.36M

Sector Composition

Rank Sector Weight
1 Healthcare 0.95%
2 Technology 0.88%
3 Consumer Discretionary 0.49%
4 Consumer Staples 0.44%
5 Energy 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USIG icon
1
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$14.8M 9.78%
268,366
-4,438
-2% -$252K
SHAG icon
2
WisdomTree Yield Enhanced US Short-Term Aggregate Bond Fund
SHAG
$47.2M
$12.4M 8.24%
256,582
-26,222
-9% -$1.3M
SCHP icon
3
Schwab US TIPS ETF
SCHP
$16.3B
$12.4M 8.2%
408,034
-20,966
-5% -$643K
HYLB icon
4
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.51B
$6M 3.97%
158,954
+2,581
+2% +$98.9K
FLOT icon
5
iShares Floating Rate Bond ETF
FLOT
$10.2B
$4.77M 3.16%
+94,364
New +$4.78M
PDBC icon
6
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
$3.87M 2.56%
+219,235
New +$3.53M
INFL icon
7
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.49B
$3.75M 2.49%
112,660
-3,231
-3% -$102K
VBR icon
8
Vanguard Small-Cap Value ETF
VBR
$37.3B
$3.75M 2.48%
21,301
-339
-2% -$58.9K
XLE icon
9
State Street Energy Select Sector SPDR ETF
XLE
$38.8B
$3.75M 2.48%
+98,032
New +$3.4M
VTV icon
10
Vanguard Value ETF
VTV
$189B
$3.66M 2.43%
24,779
-1,390
-5% -$203K
AIRR icon
11
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.4B
$3.66M 2.43%
86,448
-136
-0.2% -$5.76K
EZM icon
12
WisdomTree US MidCap Fund
EZM
$941M
$3.63M 2.4%
66,355
-1,859
-3% -$101K
VGT icon
13
Vanguard Information Technology ETF
VGT
$138B
$3.58M 2.37%
68,752
-776
-1% -$39.8K
PSCT icon
14
Invesco S&P SmallCap Information Technology ETF
PSCT
$493M
$3.57M 2.36%
76,815
+990
+1% +$45.8K
XTN icon
15
State Street SPDR S&P Transportation ETF
XTN
$401M
$3.56M 2.36%
40,032
+458
+1% +$40K
SOXX icon
16
iShares Semiconductor ETF
SOXX
$42.7B
$3.55M 2.35%
22,485
-1,335
-6% -$214K
RZV icon
17
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$293M
$3.54M 2.35%
36,603
-1
-0% -$95
SMDV icon
18
ProShares Russell 2000 Dividend Growers ETF
SMDV
$701M
$3.52M 2.33%
54,563
-1,240
-2% -$80.2K
DGRO icon
19
iShares Core Dividend Growth ETF
DGRO
$42.8B
$3.48M 2.3%
65,054
-3,114
-5% -$166K
XSD icon
20
State Street SPDR S&P Semiconductor ETF
XSD
$2.75B
$3.45M 2.28%
16,620
-325
-2% -$67.3K
SCHD icon
21
Schwab US Dividend Equity ETF
SCHD
$103B
$3.43M 2.27%
+130,530
New +$3.42M
PHO icon
22
Invesco Water Resources ETF
PHO
$1.98B
$3.38M 2.24%
63,667
+2,583
+4% +$137K
QQQJ icon
23
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.12B
$3.37M 2.23%
115,954
+8,658
+8% +$254K
VIG icon
24
Vanguard Dividend Appreciation ETF
VIG
$112B
$3.35M 2.22%
20,651
-733
-3% -$118K
MGK icon
25
Vanguard Mega Cap Growth ETF
MGK
$31.8B
$3.31M 2.19%
70,345
+855
+1% +$39.6K
1
2 3

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Theory Financial's Q1 2022 Portfolio in Review

As of Q1 2022, Theory Financial held 65 positions worth $151M, down 1.5% from $153M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Theory Financial deployed $5.2M of net new capital in Q1 2022, opening 17 new positions and adding to 7 existing holdings. Its largest new stake was iShares Floating Rate Bond ETF: 94,364 shares worth $4.77M.

By sector, the portfolio is most concentrated in Healthcare at 0.95% of assets, up from 0.94% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Global X Internet of Things ETF, an estimated $1.64M trimmed.

  • Theory Financial's largest Q1 2022 buy was iShares Floating Rate Bond ETF: 94,364 shares worth $4.77M.
  • Theory Financial added most to Invesco NASDAQ Next Gen 100 ETF in Q1 2022, an estimated $254K increase.
  • Theory Financial's biggest Q1 2022 reduction was Global X Internet of Things ETF, cutting an estimated $1.64M.
  • Theory Financial fully exited State Street SPDR S&P Homebuilders ETF in Q1 2022, selling an estimated $4.04M.
  • Theory Financial's ten largest holdings make up 46% of its $151M portfolio in Q1 2022.
  • Theory Financial opened 17 new positions and closed 6 in Q1 2022.
  • Theory Financial's portfolio value fell 1.5% quarter-over-quarter to $151M.

Based on Theory Financial's 13F filing for Q1 2022, filed 12 May 2022.